UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section
17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of
1940 FORM 4
/ / Check this box if no longer subject to Section 16, Form 4 or Form 5
obligations may continue. See Instruction 1(b)
(Print or Type Responses)
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1. Name and Address of Reporting Person*
Schappert Keith M.
(Last) (First) (Middle)
c/o Federated Investors, Inc.
Federated Investors Tower
(Street)
Pittsburgh PA 15222-3779
(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
Federated Investors, Inc. FII
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3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary)
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4. Statement for Month/Year
February 2002
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5. If Amendment, Date of Original (Month/Year)
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6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
________ Director ________ 10% Owner
___X____ Officer (give title below) ________ Other (specify below)
President and chief executive officer of Federated Global Investment
Management Corp., Passport Research Limited and Federated Investment Management
Company
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7. Individual or Joint/Group Filing (Check Applicable Limit)
___X__ Form filed by One Reporting Person
_______ Form filed by More than One Reporting Person
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Table I -- Non-Derivative Securities Beneficially Owned
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1. Title of 2. 3. 4. Securities Acquired 5. Amount of 6. Ownership 7. Nature
Security Transaction Transaction (A) or Disposed of Securities Form: Direct of Indirect
(Instr. 3) Date Code (D) (Instr. 3, 4, and Beneficially (D) or Beneficial
(Mon/day/year)(Instr. 8) 5) Owned at End of Indirect (I) Ownership
Month (Instr. 3 (Instr. 4) (Instr. 4)
and 4)
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Code V Amount (A) or Price
(D)
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Reminder: Report on a separate line for each class of securities beneficially owned
directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
FORM 4 (continued)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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1. Title of 2. Conversion 3. 4. Transaction 5. Number of 6. Date
Derivative Security or Exercise Transaction Code (Instr. 8) Derivative Exercisable and
(Instr. 3) Price of Date Securities Expiration Date
Derivative (Month/Day/Year) Acquired (A) or (Month/Day/Year)
Security Disposed of (D)
(Instr. 3, 4,
and 5)
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Code V (A) (D) Date
ExercisableExpiration
Date
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Employee stock $32.70 2/4/2002 A V 100,000 12/31/20112/31/2012
options (right to
purchase)
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7. Title and Amount of 8. Price of 9. Number of 10. Ownership Form of 11.
Underlying Securities Derivative derivative Securities Derivative Security: Direct Nature
(Instr. 3 and 4) Security Beneficially Owned at (D) or indirect (I) of
(Instr. 5) End of Month (Instr. 4) (Instr. 4) Indirect
Beneficial
Ownership
(Instr.
4)
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Title Amount or
Number of
Shares
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Class B 100,000 100,000 D
Common Stock
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Explanation of Responses:
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If
space is insufficient, See Instruction 6 for procedure. Potential persons who
are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB number.
/s/ Keith M. Schappert March 8, 2002
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**Signature of Reporting Person Date