MTI Form 8-K

 

 

 

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

___________________

 

FORM 8-K

 

___________________

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  

June 12, 2013

 

___________________

 

MECHANICAL TECHNOLOGY, INCORPORATED

(Exact name of registrant as specified in charter)

 

 

New York

  

0-6890

  

14-1462255

(State or Other Jurisdiction

of Incorporation)

  

(Commission File Number)

  

(IRS Employer

Identification No.)

 

325 Washington Avenue Extension, Albany, New York 12205

(Address of Principal Executive Offices) (Zip Code)

 

(518) 218-2550

(Registrant’s telephone number, including area code)

 

___________________

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

 


 


 

 

 

 

 

 Item  5.07    Submission of Matters to a Vote of Security Holders

(a-b)  Mechanical Technology, Incorporated held its Annual Meeting of Stockholders on June 12, 2013 (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders:

  1. Elected as director Dr. Walter L. Robb to hold office until the 2016 Annual Meeting of Stockholders or until their successors are duly elected and qualified;

  2. Ratified the selection of UHY LLP as the Company’s independent registered public accounting firm for the fiscal year 2013;

  3. Approved the advisory vote on executive officer compensation; and

  4. Approved the advisory vote to hold advisory votes every year on the frequency of votes on executive compensation.

At the Annual Meeting, the stockholders voted as follows:

 

 

Matter

 

Votes For

Votes Against

 Withheld

 

Abstentions

Broker
Non-Votes

1. Election of Dr. Walter L. Robb

584,808

76,192

N/A

3,195,275

2. Ratification of UHY LLP as the Company’s independent registered public accounting firm for the fiscal year 2013

 

3,706,047

 

92,517

 

57,711

 

N/A

3. Approval of the advisory vote on executive compensation

509,154

118,806

33,028

3,195,287

 

Matter

 

One Year

 

Two Years

 

Three Years

 

Abstentions

Broker
Non-Votes

4. Approval of the advisory vote on the frequency of votes on executive compensation

 

477,107

 

41,788

 

95,014

 

46,204

 

3,196,162

 

(d)  On June 12, 2013, following the Registrant’s Annual Meeting of Stockholders, the Board adopted a resolution providing that an advisory vote on executive compensation would be held annually until the next required vote on the frequency of such votes. 

 


SIGNATURES

Pursuant to the requirement of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

MECHANICAL TECHNOLOGY, INCORPORATED

 


Date: June 13, 2013

 

By: 


/s/ KEVIN G. LYNCH

 

Name:

Kevin G. Lynch

 

Title:

Chairman and Chief Executive Officer