FORM SC 13G
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Amendment No.)
Under the Securities Exchange Act of 1934
SUSSEX BANCORP
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
869 245 100
(CUSIP Number)
DECEMBER 31, 2008
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed
o Rule 13d-1(b)
þ Rule 13d-1(c)
o Rule 13d-1(d)
The remainder of this cover page shall be filled out for a reporting
persons initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing
information which would alter the disclosures provided in a prior
cover page.
The information required in the remainder of this cover page shall not
be deemed to be filed for the purpose of Section 18 of the Securities
Exchange Act of 1934 (Act) or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions of
the Act (however, see the Notes).
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1 |
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NAMES OF REPORTING PERSONS
I.R.S. Identification Nos. of Above Persons (entities only)
HOT CREEK CAPITAL, L.L.C. |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Nevada |
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5 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
6 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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234,298 |
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EACH |
7 |
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SOLE DISPOSITIVE POWER |
REPORTING- |
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PERSON |
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0 |
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WITH |
8 |
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SHARED DISPOSITIVE POWER |
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234,298 |
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9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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234,298 |
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10 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
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Not applicable |
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11 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 |
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7.1% |
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12 |
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
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OO |
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1 |
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NAMES OF REPORTING PERSONS
I.R.S. Identification Nos. of Above Persons (entities only)
HOT CREEK INVESTORS, L.P. |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Nevada |
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5 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
6 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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234,298 |
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EACH |
7 |
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SOLE DISPOSITIVE POWER |
REPORTING- |
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PERSON |
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0 |
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WITH |
8 |
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SHARED DISPOSITIVE POWER |
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234,298 |
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9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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234,298 |
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10 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
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Not applicable |
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11 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 |
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7.1% |
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12 |
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
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PN |
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1 |
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NAMES OF REPORTING PERSONS
I.R.S. Identification Nos. of Above Persons (entities only)
David M. W. Harvey |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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U.S.A. |
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5 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
6 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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234,298 |
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EACH |
7 |
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SOLE DISPOSITIVE POWER |
REPORTING- |
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PERSON |
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0 |
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WITH |
8 |
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SHARED DISPOSITIVE POWER |
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234,298 |
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9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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234,298 |
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10 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
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Not applicable |
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11 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 |
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7.1% |
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12 |
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
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IN |
Item 1:
(a) Name of Issuer:
Sussex Bancorp
(b) Address of Issuers Principal Executive Offices:
399 Route 23
Franklin, New Jersey 07416
Item 2:
(a) Name of Person Filing:
This Schedule 13G is being jointly filed by each of the following
persons pursuant to Rule 13d-1(k)(1) promulgated by the Securities
and Exchange Commission pursuant to Section 13 of the Securities
Exchange Act of 1934, as amended (the Act): (i) Hot Creek
Capital, L.L.C. (the General Partner), (ii) Hot Creek Investors,
L.P. (Investors), and (iii) David M. W. Harvey, the principal
member of the General Partner ((i), (ii), and (iii) being
collectively, the Filing Persons). The Common Stock (the
Stock) which is the subject of this Schedule 13G is held by
Investors. The other Filing Persons are joining in this Schedule
13G because they exercise voting and investment power over the
Common Stock held by Investors. The Filing Persons have entered
into a Joint Filing Agreement, dated as of January 28, 2009, a
copy of which is filed with this Schedule 13G as Exhibit A,
pursuant to which the Filing Persons have agreed to file this
statement jointly in accordance with the provisions of Rule
13d-1(k)(1) under the Act. The Filing Persons expressly disclaim
that they have agreed to act as a group.
(b) Address of Principal Business Office or, if none, Residence:
1 East Liberty Street, Suite 511
Reno, Nevada 89501
(c) Citizenship:
Nevada for Investors and the General Partner;
David M. W. Harvey is a citizen of the U.S.A.
(d) Title of Class of Securities:
Common Stock
(e) CUSIP Number:
869 245 100
Item 3: Not applicable
Item 4: Ownership.
(a) Amount beneficially owned:
234,298 shares of Stock may be deemed beneficially owned within the
meaning of Rule 13d-3 of the Act by Investors, the General Partner,
and David M. W. Harvey. The General Partner and Mr. Harvey
expressly disclaim direct and beneficial ownership of the shares of
Stock reported as deemed to be beneficially owned by them.
Based on Form 10-Q dated November 14, 2008, the Issuer had
3,298,367 shares of Common Stock issued and outstanding on November
7, 2008. Accordingly, the 234,298 shares of Stock which may be
deemed to be beneficially owned by Investors represent
approximately 7.1 percent (7.1%) of the Issuers issued and
outstanding Stock thereafter.
(b) Percent of class: 7.1%
(c) Number of shares as to which the person has:
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(i) Sole power to vote or to direct the vote |
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0 |
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(ii) Shared power to vote or to direct the vote |
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234,298 |
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(iii) Sole power to dispose or to direct the disposition of |
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0 |
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(iv) Shared power to dispose or to direct the disposition of |
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234,298 |
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Item 5: Ownership of Five Percent or Less of a Class.
Not applicable.
Item 6: Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
Item 7: Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on By the Parent Holding Company.
Not applicable.
Item 8: Identification and Classification of Members of the Group.
Not applicable.
Item 9: Notice of Dissolution of Group.
Not applicable.
Item 10: Certifications.
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
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HOT CREEK CAPITAL, L.L.C. |
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Dated: January 28, 2009 |
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By: |
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/s/ David M. W. Harvey |
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Name: |
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David M. W. Harvey |
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Title:
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Managing Member |
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HOT CREEK INVESTORS, L.P. |
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By its General Partner |
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HOT CREEK CAPITAL, L.L.C. |
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Dated: January 28, 2009 |
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By: |
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/s/ David M. W. Harvey |
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Name: |
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David M. W. Harvey |
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Title: |
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Managing Member |
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Dated: January 28, 2009 |
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By: |
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/s/ David M. W. Harvey |
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Name: |
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David M. W. Harvey |
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Exhibit A
AGREEMENT
REGARDING THE JOINT FILING OF SCHEDULE 13G
The undersigned hereby agree as follows:
(i) Each of them is individually eligible to use the Schedule 13G to which
this Exhibit is attached, and such Schedule 13G is filed on behalf of each of
them; and
(ii) Each of them is responsible for the timely filing of such Schedule 13G
and any amendments thereto, and for the completeness and accuracy of the
information concerning such person contained therein; but none of them is
responsible for the completeness or accuracy of the information concerning the
other persons making the filing, unless such person knows or has reason to
believe that such information is inaccurate.
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HOT CREEK CAPITAL, L.L.C. |
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Dated: January 28, 2009 |
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By: |
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/s/ David M. W. Harvey |
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Name: |
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David M. W. Harvey |
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Title:
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Managing Member |
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HOT CREEK INVESTORS, L.P. |
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By its General Partner |
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HOT CREEK CAPITAL, L.L.C. |
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Dated: January 28, 2009 |
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By: |
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/s/ David M. W. Harvey |
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Name: |
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David M. W. Harvey |
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Title:
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Managing Member |
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Dated: January 28, 2009 |
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By: |
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/s/ David M. W. Harvey |
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Name: |
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David M. W. Harvey |
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