UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
Current Report Pursuant to Section 13 or 15 (d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
July 17, 2003
Rand Capital Corporation
(Exact Name of registrant as specified in its charter)
New York 811-1825 16-0961359
(State or other jurisdiction (Commission File Number) (IRS Employer
of incorporation) Identification Number)
2200 Rand Building
Buffalo, New York 14203
(Address of principal executive offices and zip code)
Registrant's telephone number, including area code: (716) 853-0802
Item 7: Financial Statements and Exhibits
(a) Not Applicable
(b) Not Applicable
(c) Exhibits
Exhibit No. Description
----------- -----------
99.1 Press release dated July 17, 2003
Item 9: Regulation FD Disclosure
In accordance with interim guidance of the Securities and
Exchange Commission, this disclosure pursuant to Item 12 of
Form 8-K is made under Item 9.
On July 17, 2003, Rand Capital Corporation issued a press
release announcing its net asset value for the quarter ended
June 30, 2003. The text of the press release is included as an
exhibit to this Form 8-K. Pursuant to the rules and
regulations of the Securities and Exchange Commission, such
exhibit and the information set forth therein and herein is
deemed to be furnished and shall not be deemed to be filed.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Date: July 22, 2003 Rand Capital Corporation
By: /s/ Daniel P. Penberthy
---------------------------------
Daniel P. Penberthy
Executive Vice President/Chief
Financial Officer
EXHIBIT INDEX
Exhibit No. Description
----------- -----------
99.1 Press release dated July 17, 2003