sc13da4_spectrum.htm



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13D
(Rule 13d-101)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
(Amendment No. 4)

SPECTRUM BRANDS, INC.
(Name of Issuer)
 
COMMON STOCK (PAR VALUE $0.01 PER SHARE)
(Title of Class of Securities)
 
 84762L204
(CUSIP Number)
   
PHILIP FALCONE
450 PARK AVENUE, 30TH FLOOR
NEW YORK, NEW YORK 10022
(212) 339-5888
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
     
March 30, 2010
(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. o
 
Note:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See Rule 13d-7 for other parties to whom copies are to be sent.
 
*  The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be  subject to all other  provisions of the Act  (however, see the Notes).





 
 

 

CUSIP No. 84762L204
Page 1 of 15 Pages
SCHEDULE 13D
 
 
1
NAME OF REPORTING PERSON
 
Harbinger Capital Partners Master Fund I, Ltd.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)    o
(b)    x
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
 
WC
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
 
 
        o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Cayman Islands
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
 
 
8
 
 
9
 
 
10
SOLE VOTING POWER
-0-
 
SHARED VOTING POWER
8,788,253
 
SOLE DISPOSITIVE POWER
-0-
 
SHARED DISPOSITIVE POWER
8,788,253
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
8,788,253
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
 
 
        o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
28.69%
14
TYPE OF REPORTING PERSON
 
CO



 
 

 
 

CUSIP No. 84762L204
Page 2 of 15 Pages
SCHEDULE 13D
 

1
NAME OF REPORTING PERSON
 
Harbinger Capital Partners LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)    o
(b)    x
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
 
AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
 
 
        o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
 
 
8
 
 
9
 
 
10
SOLE VOTING POWER
-0-
 
SHARED VOTING POWER
8,788,253
 
SOLE DISPOSITIVE POWER
-0-
 
SHARED DISPOSITIVE POWER
8,788,253
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
8,788,253
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
 
 
        o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
28.69%
14
TYPE OF REPORTING PERSON
 
CO


 
 

 
 

CUSIP No. 84762L204
Page 3 of 15 Pages
SCHEDULE 13D
 

1
NAME OF REPORTING PERSON
 
Harbinger Capital Partners Special Situations Fund, L.P.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)    o
(b)    x
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
 
WC
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
 
 
        o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
 
 
8
 
 
9
 
 
10
SOLE VOTING POWER
-0-
 
SHARED VOTING POWER
1,911,716
 
SOLE DISPOSITIVE POWER
-0-
 
SHARED DISPOSITIVE POWER
1,911,716
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,911,716
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
 
 
        o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
6.24%
14
TYPE OF REPORTING PERSON
 
PN


 
 

 
 

CUSIP No. 84762L204
Page 4 of 15 Pages
SCHEDULE 13D
 


1
NAME OF REPORTING PERSON
 
Harbinger Capital Partners Special Situations GP, LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)    o
(b)    x
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
 
AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
 
 
        o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
 
 
8
 
 
9
 
 
10
SOLE VOTING POWER
-0-
 
SHARED VOTING POWER
1,911,716
 
SOLE DISPOSITIVE POWER
-0-
 
SHARED DISPOSITIVE POWER
1,911,716
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,911,716
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
 
 
        o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
6.24%
14
TYPE OF REPORTING PERSON
 
CO


 
 

 
 

CUSIP No. 84762L204
Page 5 of 15 Pages
SCHEDULE 13D
 


1
NAME OF REPORTING PERSON
 
Global Opportunities Breakaway Ltd.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)    o
(b)    x
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
 
OO
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
 
 
        o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Cayman Islands
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
 
 
8
 
 
9
 
 
10
SOLE VOTING POWER
-0-
 
SHARED VOTING POWER
1,453,850
 
SOLE DISPOSITIVE POWER
-0-
 
SHARED DISPOSITIVE POWER
1,453,850
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,453,850
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
 
 
        o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
4.75%
14
TYPE OF REPORTING PERSON
 
CO



 
 

 
 

CUSIP No. 84762L204
Page 6 of 15 Pages
SCHEDULE 13D
 

1
NAME OF REPORTING PERSON
 
Harbinger Capital Partners II LP
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)    o
(b)    x
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
 
 
        o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
 
 
8
 
 
9
 
 
10
SOLE VOTING POWER
-0-
 
SHARED VOTING POWER
1,453,850
 
SOLE DISPOSITIVE POWER
-0-
 
SHARED DISPOSITIVE POWER
1,453,850
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,453,850
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
 
 
        o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
4.75%
14
TYPE OF REPORTING PERSON
 
PN


 
 

 


CUSIP No. 84762L204
Page 7 of 15 Pages
SCHEDULE 13D
 

 
1
NAME OF REPORTING PERSON
 
Harbinger Capital Partners II GP LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)    o
(b)    x
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
 
AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
 
 
        o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
 
 
8
 
 
9
 
 
10
SOLE VOTING POWER
-0-
 
SHARED VOTING POWER
1,453,850
 
SOLE DISPOSITIVE POWER
-0-
 
SHARED DISPOSITIVE POWER
1,453,850
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,453,850
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
 
 
        o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
4.75%
14
TYPE OF REPORTING PERSON
 
CO


 
 

 
 

CUSIP No. 84762L204
Page 8 of 15 Pages
SCHEDULE 13D
 


1
NAME OF REPORTING PERSON
 
Harbinger Holdings, LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)    o
(b)    x
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
 
AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
 
 
        o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
 
 
8
 
 
9
 
 
10
SOLE VOTING POWER
-0-
 
SHARED VOTING POWER
10,699,969
 
SOLE DISPOSITIVE POWER
-0-
 
SHARED DISPOSITIVE POWER
10,699,969
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
10,699,969
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
 
 
        o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
34.93%
14
TYPE OF REPORTING PERSON
 
CO


 
 

 
 

CUSIP No. 84762L204
Page 9 of 15 Pages
SCHEDULE 13D
 


1
NAME OF REPORTING PERSON
 
Philip Falcone
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)    o
(b)    x
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
 
AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
 
 
        o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
U.S.A.
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
 
 
8
 
 
9
 
 
10
SOLE VOTING POWER
-0-
 
SHARED VOTING POWER
12,153,819
 
SOLE DISPOSITIVE POWER
-0-
 
SHARED DISPOSITIVE POWER
12,153,819
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
12,153,819
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
 
 
        o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
39.68%
14
TYPE OF REPORTING PERSON
 
IN


 
 

 
 

CUSIP No. 84762L204
Page 10 of 15 Pages
SCHEDULE 13D
 

Item 1. Security and Issuer.
 
This Amendment No. 4 to the Schedule 13D ("Amendment No. 4") is being filed by the undersigned to amend the Schedule 13D filed by the Reporting Persons on September 8, 2009, as amended by Amendment No. 1 filed on October 19, 2009, Amendment No. 2 filed on February 12, 2010 and Amendment No. 3 filed on March 3, 2010 (as amended, the "Schedule 13D") with respect to the Common Stock, par value $0.01 per share (the "Shares") of Spectrum Brands, Inc. (the "Issuer").  The address of the Issuer is Six Concourse Parkway, Suite 3300 Atlanta, Georgia 30328.
 
Item 2. Identity and Background.
 
No material change.
 
Item 3. Source and Amount of Funds or Other Consideration.
 
Item 3 of the Schedule 13D is hereby amended and restated in its entirety as follows:
 
"As of the date hereof the Master Fund may be deemed to beneficially own 8,788,253 Shares.
 
As of the date hereof Harbinger LLC may be deemed to beneficially own 8,788,253 Shares.
 
As of the date hereof the Special Fund may be deemed to beneficially own 1,911,716 Shares.
 
As of the date hereof HCPSS may be deemed to beneficially own 1,911,716 Shares.
 
As of the date hereof the Breakaway Fund may be deemed to beneficially own 1,453,850 Shares.
 
As of the date hereof HCP II may be deemed to beneficially own 1,453,850 Shares.
 
As of the date hereof HCP II GP may be deemed to beneficially own 1,453,850 Shares.
 
As of the date hereof Harbinger Holdings may be deemed to beneficially own 10,699,969 Shares.
 
As of the date hereof Philip Falcone may be deemed to beneficially own 12,153,819 Shares.
 
No borrowed funds were used to purchase the Shares, other than any borrowed funds used for working capital purposes in the ordinary course of business."
 
Item 4.   Purpose of Transaction.
 
Item 4 of the Schedule 13D is hereby amended by adding the following after the last paragraph thereof:
 
"On March 30, 2010, the Master Fund and the Special Fund (together, the "Purchasing Parties") entered into a Rule 10b5-1 Purchase Instruction (the "Purchase Instruction") with Credit Suisse Securities (USA) LLC ("Credit Suisse"), pursuant to which the parties thereto established a trading plan to effect purchases of up to 100,000 Shares per week.  The Purchase Instruction provides that purchases are to be made in compliance with Rule 10b5-1 and paragraphs (b) and (c) of Rule 10b-18, each promulgated under the Securities Exchange Act of 1934, as amended.
 
Pursuant to the terms of the Purchase Instruction, Credit Suisse will have the authority to purchase Shares during Monday to Thursday of each week, within the price (which may not exceed $31.50), amount (subject to a maximum of 100,000 Shares per week) and other terms of the Purchase Instruction.  The Purchase Instruction will permit purchases of Shares commencing March 31, 2010 until the Purchase Instruction is terminated, which will occur upon the earlier of, among other events, the mailing of a definitive proxy statement to the stockholders of the Issuer in connection with the Merger and August 6, 2010.  Notwithstanding the foregoing, the Purchasing Parties may terminate the Purchase Instruction at any time.
 
 
 
 
 

 
 

CUSIP No. 84762L204
Page 11 of 15 Pages
SCHEDULE 13D
 
 
On April 1, 2010, the Master Fund and the Special Fund entered into a Stock Purchase Agreement (the "Stock Purchase Agreement") with D.E. Shaw Laminar Portfolios, L.L.C., pursuant to which the Master Fund and the Special Fund purchased from D.E. Shaw Laminar Portfolios, L.L.C. 89,300 Shares at a price of $30 per Share.
 
The foregoing description of the Stock Purchase Agreement does not purport to be a complete description of the terms thereof and is qualified in its entirety by reference to the full text of the Stock Purchase Agreement, a copy of which is filed as Exhibit M and is incorporated herein by reference."
 
Item 5.   Interest in Securities of the Issuer.
 
Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows:
 
"References to percentage ownerships of Shares in this Schedule 13D are based upon the 30,629,213 Shares stated to be outstanding as of February 8, 2010 by the Issuer in the Issuer's Quarterly Report on Form 10-Q for the quarter which ended January 3, 2010.
 
(a, b) As of the date hereof, the Master Fund may be deemed to be the beneficial owner of 8,788,253 Shares, constituting 28.69% of the Shares of the Issuer.
 
The Master Fund has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 8,788,253 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 8,788,253 Shares.
 
The Master Fund specifically disclaims beneficial ownership in the Shares reported herein except to the extent it actually exercises voting or dispositive power with respect to such Shares.
 
(a, b) As of the date hereof, Harbinger LLC may be deemed to be the beneficial owner of 8,788,253 Shares, constituting 28.69% of the Shares of the Issuer.
 
Harbinger LLC has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 8,788,253 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to disposer direct the disposition of 8,788,253 Shares.
 
Harbinger LLC specifically disclaims beneficial ownership in the Shares reported herein except to the extent it actually exercises voting or dispositive power with respect to such Shares.
 
(a, b) As of the date hereof, the Special Fund may be deemed to be the beneficial owner of 1,911,716 Shares, constituting 6.24% of the Shares of the Issuer.
 
The Special Fund has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 1,911,716 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 1,911,716 Shares.
 
The Special Fund specifically disclaims beneficial ownership in the Shares reported herein except to the extent it actually exercises voting or dispositive power with respect to such Shares.
 
(a, b) As of the date hereof, HCPSS may be deemed to be the beneficial owner of 1,911,716 Shares, constituting 6.24% of the Shares of the Issuer.
 
HCPSS has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 1,911,716 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 1,911,716 Shares.
 
HCPSS specifically disclaims beneficial ownership in the Shares reported herein except to the extent it actually exercises voting or dispositive power with respect to such Shares.
 
 
 
 

 
 

CUSIP No. 84762L204
Page 12 of 15 Pages
SCHEDULE 13D
 
 
(a, b) As of the date hereof, the Breakaway Fund may be deemed to be the beneficial owner of 1,453,850 Shares, constituting 4.75% of the Shares of the Issuer.
 
The Breakaway Fund has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 1,453,850 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 1,453,850 Shares.
 
The Breakaway Fund specifically disclaims beneficial ownership in the Shares reported herein except to the extent it actually exercises voting or dispositive power with respect to such Shares.
 
(a, b) As of the date hereof, HCP II may be deemed to be the beneficial owner of 1,453,850 Shares, constituting 4.75% of the Shares of the Issuer.
 
HCP II has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 1,453,850 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 1,453,850 Shares.
 
HCP II specifically disclaims beneficial ownership in the Shares reported herein except to the extent it actually exercises voting or dispositive power with respect to such Shares.
 
(a, b) As of the date hereof, HCP II GP may be deemed to be the beneficial owner of 1,453,850 Shares, constituting 4.75% of the Shares of the Issuer.
 
HCP II GP has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 1,453,850 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 1,453,850 Shares.
 
HCP II GP specifically disclaims beneficial ownership in the Shares reported herein except to the extent it actually exercises voting or dispositive power with respect to such Shares.
 
(a, b) As of the date hereof, Harbinger Holdings may be deemed to be the beneficial owner of 10,699,969 Shares, constituting 34.93% of the Shares of the Issuer.
 
Harbinger Holdings has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of  10,699,969 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of  10,699,969 Shares.
 
Harbinger Holdings specifically disclaims beneficial ownership in the Shares reported herein except to the extent it actually exercises voting or dispositive power with respect to such Shares.
 
(a, b) As of the date hereof, Philip Falcone may be deemed to be the beneficial owner of 12,153,819 Shares, constituting 39.68% of the Shares of the Issuer.
 
Mr. Falcone has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 12,153,819 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 12,153,819 Shares.
 
Mr. Falcone specifically disclaims beneficial ownership in the Shares reported herein except to the extent he actually exercises voting or dispositive power with respect to such Shares.
 
(c) The trading dates, number of Shares purchased and sold and price per share for all transactions in the Shares by the Reporting Persons during the past 60 days are set forth in Exhibit N.
 
(d) Not applicable.
 
(e) Not applicable."
 
 
 
 

 
 

CUSIP No. 84762L204
Page 13 of 15 Pages
SCHEDULE 13D
 
 
Item 6.   Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
 
Item 6 of the Schedule 13D is amended by adding the following after the last paragraph thereof:
 
"See Item 4 above for a description of the Purchase Instruction and the Stock Purchase Agreement, which are incorporated herein by reference."
 
Item 7.   Material to be Filed as Exhibits.
 
 
Exhibit M:
Stock Purchase Agreement
 
 
Exhibit N:
Transactions in the Shares
 
 
Exhibit O:
Joint Filing Agreement
 
 
 
 

 
 

CUSIP No. 84762L204
Page 14 of 15 Pages
SCHEDULE 13D
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.


   
HARBINGER CAPITAL PARTNERS
MASTER FUND I, LTD.
   
 
By:
 
Harbinger Capital Partners LLC
   
 
By:
 
Harbinger Holdings, LLC, Manager
 
   
By: 
  /s/ Philip Falcone  
     
Name:  Philip Falcone
Title:    Managing Member


   
HARBINGER CAPITAL PARTNERS LLC
   
 
By:
 
Harbinger Holdings, LLC, Manager
 
   
By: 
  /s/ Philip Falcone  
     
Name:  Philip Falcone
Title:    Managing Member


   
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
   
 
By:
 
Harbinger Capital Partners Special Situations GP, LLC
   
 
By:
 
Harbinger Holdings, LLC, Managing Member
 
   
By: 
  /s/ Philip Falcone  
     
Name:  Philip Falcone
Title:    Managing Member


   
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
   
 
By:
 
Harbinger Holdings, LLC, Managing Member
 
   
By: 
  /s/ Philip Falcone  
     
Name:  Philip Falcone
Title:    Managing Member
 
 
 
 

 
 

CUSIP No. 84762L204
Page 15 of 15 Pages
SCHEDULE 13D
 


   
GLOBAL OPPORTUNITIES BREAKAWAY LTD.
   
 
By:
 
Harbinger Capital Partners II LP
   
 
By:
 
Harbinger Capital Partners II GP LLC, General Partner
 
   
By: 
  /s/ Philip Falcone  
     
Name:  Philip Falcone
Title:    Managing Member


   
HARBINGER CAPITAL PARTNERS II LP
   
 
By:
 
Harbinger Capital Partners II GP LLC, General Partner
 
   
By: 
  /s/ Philip Falcone  
     
Name:  Philip Falcone
Title:    Managing Member


   
HARBINGER CAPITAL PARTNERS II GP LLC
 
   
By: 
  /s/ Philip Falcone  
     
Name:  Philip Falcone
Title:    Managing Member


   
HARBINGER HOLDINGS, LLC
 
   
By: 
  /s/ Philip Falcone  
     
Name:  Philip Falcone
Title:    Managing Member


      /s/ Philip Falcone  
   
Philip Falcone


April 2, 2010

Attention: Intentional misstatements or omissions of fact constitute federal violations (see 18 U.S.C. 1001).