CUSIP No. |
29255W100 |
Page | 2 |
of | 9 |
1 | NAME OF REPORTING PERSONS Red Oak Associates, L.P. 75-2758850 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) Not applicable | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 585,503 (See Note 1) | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | None | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 585,503 (See Note 1) | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
None | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
585,503 (See Note 1) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o Not applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
1.1% (based on 52,818,706 shares of common stock outstanding as of December 31, 2008, which includes 328,362 shares of common stock represented by options exercisable within 60 days of December 31, 2008) | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
PN |
CUSIP No. |
29255W100 |
Page | 3 |
of | 9 |
1 | NAME OF REPORTING PERSONS Red Oak Associates No. 2, L.P. 75-2918956 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) Not applicable | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 1,359,510 (See Note 1) | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | None | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 1,359,510 (See Note 1) | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
None | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
1,359,510 (See Note 1) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o Not applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
2.6% (based on 52,818,706 shares of common stock outstanding as of December 31, 2008, which includes 328,362 shares of common stock represented by options exercisable within 60 days of December 31, 2008) | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
PN |
CUSIP No. |
29255W100 |
Page | 4 |
of | 9 |
1 | NAME OF REPORTING PERSONS I. Jon Brumley |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) Not applicable | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
U.S. | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 2,572,297 (See Notes 1 and 2) | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | None | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 2,572,297 (See Notes 1 and 2) | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
None | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
2,572,297 (See Notes 1 and 2) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o Not applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
4.9% (based on 52,818,706 shares of common stock outstanding as of December 31, 2008, which includes 328,362 shares of common stock represented by options exercisable within 60 days of December 31, 2008) | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN |
CUSIP No. |
29255W100 |
Page | 5 |
of | 9 |
(a) | Name of Issuer: | Encore Acquisition Company | ||||
(b) | Address of Issuers Principal Executive Offices: | 777 Main Street, Suite 1400 Fort Worth, Texas 76102 |
(a) | Name of Person Filing: | Red Oak Associates L.P.,
Red Oak Associates No. 2, L.P. and Mr. I. Jon Brumley |
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(b) | Address of Principal Business Office: | 777 Main Street, Suite 1400 Fort Worth, Texas 76102 |
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(c) | Citizenship: | U.S. | ||||
(d) | Title of Class of Securities: | Common Stock | ||||
(e) | CUSIP Number: | 29255W100 |
Item 3. | If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: |
(a)
|
o | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). | ||
(b)
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o | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | ||
(c)
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o | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | ||
(d)
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o | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | ||
(e)
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o | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E). | ||
(f)
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o | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F). | ||
(g)
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o | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G). | ||
(h)
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o | A savings association as defined in section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). | ||
(i)
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o | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). | ||
(j)
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o | Group, in accordance with § 240.13d-1(b)(1)(ii)(J). |
CUSIP No. |
29255W100 |
Page | 6 |
of | 9 |
CUSIP No. |
29255W100 |
Page | 7 |
of | 9 |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person |
Note 1: | Mr. I. Jon Brumley is the sole officer, director and shareholder of the corporation that is the sole general partner of Red Oak Associates, L.P. and Red Oak Associates No. 2, L.P. | |
Note 2: | Includes (i) 585,503 shares of common stock held by Red Oak Associates, L.P., (ii) 1,359,510 shares of common stock held by Red Oak Associates No. 2, L.P., (iii) direct ownership of 161,106 shares of common stock and 137,816 shares of restricted common stock, and (iv) 328,362 shares of common stock that may be acquired upon the exercise of options that were or would have become exercisable within 60 days of December 31, 2008. |
CUSIP No. |
29255W100 |
Page | 8 |
of | 9 |
Dated: February 16, 2009 | RED OAK ASSOCIATES, L.P., a Delaware limited partnership |
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By: | Red Oak Holdings, Inc., a Texas corporation. |
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By: | /s/ I. Jon Brumley | |||||||||
RED OAK ASSOCIATES NO. 2, L.P., a Delaware limited partnership |
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By: | Red Oak Holdings, Inc., a Texas corporation. |
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By: | /s/ I. Jon Brumley | |||||||||
/s/ I. Jon Brumley | ||||||||||
I. Jon Brumley |
CUSIP No. |
29255W100 |
Page | 9 |
of | 9 |
RED OAK ASSOCIATES, L.P., a Delaware limited partnership |
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By: | Red Oak Holdings, Inc., a Texas corporation. |
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By: | /s/ I. Jon Brumley | |||||||||
RED OAK ASSOCIATES NO. 2, L.P., a Delaware limited partnership |
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By: | Red Oak Holdings, Inc., a Texas corporation. |
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By: | /s/ I. Jon Brumley | |||||||||
/s/ I. Jon Brumley | ||||||||||
I. Jon Brumley |