Maryland | 77-0369576 | |
(State of incorporation or organization) | (IRS Employer Identification No.) |
925 East Meadow Drive, Palo Alto, California |
94303 | |
(Address of principal executive offices) | (Zip Code) |
Title of each class to be so registered |
Name of each exchange on which each class is to be registered |
|
7.125% Series H Cumulative Redeemable Preferred Stock, $0.0001 par value per share |
New York Stock Exchange |
If this form relates to the
registration of a class of
securities pursuant to Section 12(b)
of the Exchange Act and is effective
pursuant to General Instruction
A.(c), please check the following
box. þ
|
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box. o |
Item 1. | Description of Registrants Securities to be Registered. |
Item 2. | Exhibits. |
Exhibit No. | Document | |||
3.1 | Articles of Amendment and Restatement of Essex dated June 22,
1995, attached as Exhibit 3.1 to the Companys Quarterly
Report on Form 10-Q for the quarter ended June 30, 1995, and
incorporated herein by reference. |
|||
3.2 | Articles Supplementary of Essex Property Trust, Inc. for the
8.75% Convertible Preferred Stock, Series 1996A, attached as
Exhibit 3.1 to the Companys Current Report on Form 8-K, filed
July 16, 1996, and incorporated herein by reference. |
|||
3.3 | First Amendment to Articles of Amendment and Restatement of
Essex Property Trust, Inc., attached as Exhibit 3.1 to the
Companys 10-Q for the quarter ended September 30, 1996, and
incorporated herein by reference. |
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3.4 | Certificate of Correction to Exhibit 3.2 dated December 20,
1996; attached as Exhibit 3.4 to the Companys Annual Report
on Form 10-K for the year ended December 31, 1996, and
incorporated herein by reference. |
|||
3.5 | Articles Supplementary reclassifying 2,000,000 shares of
Common Stock as 2,000,000 shares of 7.875% Series B Cumulative
Redeemable Preferred Stock, filed with the State of Maryland
on February 10, 1998, attached as Exhibit 3.1 to the Companys
Current Report on Form 8-K, filed March 3, 1998, and
incorporated herein by reference. |
|||
3.6 | Articles Supplementary reclassifying 500,000 shares of Common
Stock as 500,000 shares of 9 1/8% Series C Cumulative
Redeemable Preferred Stock, filed with the State of Maryland
on November 25, 1998, attached as Exhibit 3.8 to the Companys
Annual Report on Form 10-K for the year ended December 31,
1998, and incorporated herein by reference. |
|||
3.7 | Certificate of Correction to Exhibit 3.2 dated February 12,
1999, attached as Exhibit 3.9 to the Companys Current Report
on Form 10-K for the year ended December 31, 1998, and
incorporated herein by reference. |
|||
3.8 | Articles Supplementary reclassifying 6,617,822 shares of
Common Stock as 6,617,822 shares of Series A Junior
Participating Preferred Stock, filed with the State of
Maryland on November 13, 1998, attached as Exhibit 4.0 to the
Companys Annual Report on Form 10-K for the year ended
December 31, 1998, and incorporated herein by reference. |
|||
3.9 | Articles Supplementary reclassifying 2,000,000 shares of
Common Stock as 2,000,000 shares of 9.30% Series D Cumulative
Redeemable Preferred Stock, filed with the State of Maryland
on July 30, 1999, attached as Exhibit 3.1 to the Companys
10-Q for the quarter ended June 30, 1999 and incorporated
herein by reference. |
|||
3.10 | Articles Supplementary reclassifying 2,200,000 shares of
Common Stock as 2,200,000 shares of 9.25% Series E Cumulative
Redeemable Preferred Stock, filed with the State of Maryland
on September 9, 1999, attached as Exhibit 3.1 to the Companys
10-Q for the quarter ended September 30, 1999 and incorporated
herein by reference. |
|||
3.11 | Certificate of Correction to Articles Supplementary
reclassifying 2,000,000 shares of Common Stock as 2,000,000
shares of 9.30% Series D Cumulative Redeemable Preferred
Stock, attached as Exhibit 3.1 to the Companys Form 10-Q for
the quarter ended March 31, 2000, and incorporated herein by
reference. |
|||
3.12 | Articles Supplementary relating to the 7.8125% Series F
Cumulative Redeemable Preferred Stock, attached as Exhibit 3.1
to the Companys Current Report on Form 8-K, filed September
19, 2003, and incorporated herein by reference. |
|||
3.13 | Articles Supplementary reclassifying 2,000,000 shares of
7.875% Series B Cumulative Redeemable Preferred Stock as
2,000,000 shares of Series B Cumulative Redeemable Preferred
Stock, filed with the State of Maryland on January 14, 2004,
attached as Exhibit 3.16 to the Companys Form 10-K for the
year ended December 31, 2003, and incorporated herein by
reference. |
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Exhibit No. | Document | |||
3.14 | Articles Supplementary reclassifying 2,000,000 shares of 9.30%
Series D Cumulative Redeemable Preferred Stock as 2,000,000
shares of Series D Cumulative Redeemable Preferred Stock,
filed with the State of Maryland on January 14, 2004, attached
as Exhibit 3.17 to the Companys Form 10-K for the year ended
December 31, 2003, and incorporated herein by reference. |
|||
3.15 | Articles Supplementary of Essex Property Trust, Inc.
reclassifying 5,980,000 shares of Common Stock as 5,980,000
shares of 4.875% Series G Cumulative Convertible Preferred
Stock, attached as Exhibit 3.1 to the Companys Current Report
on Form 8-K, filed July 27, 2006, and incorporated herein by
reference. |
|||
3.16 | Second Amended and Restated Bylaws of Essex Property Trust,
Inc., dated as of September 16, 2008, attached as Exhibit 3.1
to the Companys Current Report on Form 8-K, filed September
22, 2008, and incorporated herein by reference. |
|||
3.17 | Articles Supplementary reclassifying 8,000,000 shares of
Common Stock as 8,000,000 shares of 7.125% Series H Cumulative
Redeemable Preferred Shares, $0.0001 par value per share. |
|||
4.1 | Form of 4.875% Series G Cumulative Convertible Preferred Stock
Certificate, attached as Exhibit 4.1 to the Companys Current
Report on Form 8-K, filed July 27, 2006, and incorporated
herein by reference. |
| Filed herewith. |
ESSEX PROPERTY TRUST, INC. |
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Date: April 12, 2011 | By: | /s/ Michael T. Dance | ||
Name: | Michael T. Dance | |||
Title: | Executive Vice President & Chief Financial Officer | |||
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3.1 | Articles of Amendment and Restatement of Essex dated June 22, 1995,
attached as Exhibit 3.1 to the Companys Quarterly Report on Form
10-Q for the quarter ended June 30, 1995, and incorporated herein by
reference. |
|||
3.2 | Articles Supplementary of Essex Property Trust, Inc. for the 8.75%
Convertible Preferred Stock, Series 1996A, attached as Exhibit 3.1
to the Companys Current Report on Form 8-K, filed July 16, 1996,
and incorporated herein by reference. |
|||
3.3 | First Amendment to Articles of Amendment and Restatement of Essex
Property Trust, Inc., attached as Exhibit 3.1 to the Companys 10-Q
for the quarter ended September 30, 1996, and incorporated herein by
reference. |
|||
3.4 | Certificate of Correction to Exhibit 3.2 dated December 20, 1996;
attached as Exhibit 3.4 to the Companys Annual Report on Form 10-K
for the year ended December 31, 1996, and incorporated herein by
reference. |
|||
3.5 | Articles Supplementary reclassifying 2,000,000 shares of Common
Stock as 2,000,000 shares of 7.875% Series B Cumulative Redeemable
Preferred Stock, filed with the State of Maryland on February 10,
1998, attached as Exhibit 3.1 to the Companys Current Report on
Form 8-K, filed March 3, 1998, and incorporated herein by reference. |
|||
3.6 | Articles Supplementary reclassifying 500,000 shares of Common Stock
as 500,000 shares of 9 1/8% Series C Cumulative Redeemable Preferred
Stock, filed with the State of Maryland on November 25, 1998,
attached as Exhibit 3.8 to the Companys Annual Report on Form 10-K
for the year ended December 31, 1998, and incorporated herein by
reference. |
|||
3.7 | Certificate of Correction to Exhibit 3.2 dated February 12, 1999,
attached as Exhibit 3.9 to the Companys Current Report on Form 10-K
for the year ended December 31, 1998, and incorporated herein by
reference. |
|||
3.8 | Articles Supplementary reclassifying 6,617,822 shares of Common
Stock as 6,617,822 shares of Series A Junior Participating Preferred
Stock, filed with the State of Maryland on November 13, 1998,
attached as Exhibit 4.0 to the Companys Annual Report on Form 10-K
for the year ended December 31, 1998, and incorporated herein by
reference. |
|||
3.9 | Articles Supplementary reclassifying 2,000,000 shares of Common
Stock as 2,000,000 shares of 9.30% Series D Cumulative Redeemable
Preferred Stock, filed with the State of Maryland on July 30, 1999,
attached as Exhibit 3.1 to the Companys 10-Q for the quarter ended
June 30, 1999 and incorporated herein by reference. |
|||
3.10 | Articles Supplementary reclassifying 2,200,000 shares of Common
Stock as 2,200,000 shares of 9.25% Series E Cumulative Redeemable
Preferred Stock, filed with the State of Maryland on September 9,
1999, attached as Exhibit 3.1 to the Companys 10-Q for the quarter
ended September 30, 1999 and incorporated herein by reference. |
|||
3.11 | Certificate of Correction to Articles Supplementary reclassifying
2,000,000 shares of Common Stock as 2,000,000 shares of 9.30% Series
D Cumulative Redeemable Preferred Stock, attached as Exhibit 3.1 to
the Companys Form 10-Q for the quarter ended March 31, 2000, and
incorporated herein by reference. |
|||
3.12 | Articles Supplementary relating to the 7.8125% Series F Cumulative
Redeemable Preferred Stock, attached as Exhibit 3.1 to the Companys
Current Report on Form 8-K, filed September 19, 2003, and
incorporated herein by reference. |
|||
3.13 | Articles Supplementary reclassifying 2,000,000 shares of 7.875%
Series B Cumulative Redeemable Preferred Stock as 2,000,000 shares
of Series B Cumulative Redeemable Preferred Stock, filed with the
State of Maryland on January 14, 2004, attached as Exhibit 3.16 to
the Companys Form 10-K for the year ended December 31, 2003, and
incorporated herein by reference. |
|||
3.14 | Articles Supplementary reclassifying 2,000,000 shares of 9.30%
Series D Cumulative Redeemable Preferred Stock as 2,000,000 shares
of Series D Cumulative Redeemable Preferred Stock, filed with the
State of Maryland on January 14, 2004, attached as Exhibit 3.17 to
the Companys Form 10-K for the year ended December 31, 2003, and
incorporated herein by reference. |
|||
3.15 | Articles Supplementary of Essex Property Trust, Inc. reclassifying
5,980,000 shares of Common Stock as 5,980,000 shares of 4.875%
Series G Cumulative Convertible Preferred Stock, attached as Exhibit
3.1 to the Companys Current Report on Form 8-K, filed July 27,
2006, and incorporated herein by reference. |
|||
3.16 | Second Amended and Restated Bylaws of Essex Property Trust, Inc.,
dated as of September 16, 2008, attached as Exhibit 3.1 to the
Companys Current Report on Form 8-K, filed September 22, 2008, and
incorporated herein by reference. |
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3.17 | Articles Supplementary reclassifying 8,000,000 shares of Common
Stock as 8,000,000 shares of 7.125% Series H Cumulative Redeemable
Preferred Shares, $0.0001 par value per share. |
|||
4.1 | Form of 4.875% Series G Cumulative Convertible Preferred Stock
Certificate, attached as Exhibit 4.1 to the Companys Current Report
on Form 8-K, filed July 27, 2006, and incorporated herein by
reference. |
| Filed herewith. |
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