UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
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Under the Securities Exchange Act of 1934
(Amendment No. 3)*
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SEANERGY MARITIME HOLDINGS CORP.
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(Name of Issuer)
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COMMON STOCK
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(Title of Class of Securities)
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Y 73760129
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(CUSIP Number)
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Alastair Macdonald
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Western Isles
Jardine House, 4th Floor,
33-35 Reid Street
P.O. Box HM 1431
Hamilton HM FX, Bermuda
Tel: (441) 295-5913
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
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December 1, 2015
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(Date of Event which Requires Filing of this Statement)
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If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), Rule 13d-1
(f) or Rule 13d-1(g), check the following box. [ ]
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d–7 for other parties to whom copies are to be sent.
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Schedule 13D
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Page 2 of 8
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CUSIP No.
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Y 73760129
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1.
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Names of Reporting Persons
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Jelco Delta Holding Corp.
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a)
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[_]
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(b)
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[X]
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3.
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SEC Use Only
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4.
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Source of Funds (See Instructions)
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WC
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5.
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
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[_]
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6.
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Citizenship or Place of Organization
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Marshall Islands
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7.
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Sole Voting Power
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0
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Number of Shares Beneficially Owned by Each Reporting Person
With
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8.
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Shared Voting Power
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167,135,033 (1)
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9.
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Sole Dispositive Power
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0
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10.
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Shared Dispositive Power
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167,135,033 (1)
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11.
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Aggregate Amount Beneficially Owned By Each Reporting Person
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167,135,033 (1)
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12.
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
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[_]
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13.
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Percent of Class Represented by Amount in Row (11)
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90.2%
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14.
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Type of Reporting Person (See Instructions)
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CO
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(1)
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Includes (i) 22,222,222 shares of Common Stock which Jelco Delta Holding Corp. may be deemed to beneficially own, issuable upon exercise of a conversion option pursuant to the Convertible Promissory Note dated March 12, 2015, issued by the Issuer to Jelco Delta Holding Corp. and (ii) 65,361,111 shares of Common Stock which Jelco Delta Holding Corp. may be deemed to beneficially own, issuable upon exercise of a conversion option pursuant to the Convertible Promissory Note dated September 7, 2015, as amended on December 1, 2015, and as further amended on December 14, 2015, issued by the Issuer to Jelco Delta Holding Corp. See Item 3 to Amendment No. 1 to the Schedule 13D filed by the Reporting Persons on April 13, 2015 and Item 3 to Amendment No. 2 to the Schedule 13D filed by the Reporting Persons on October 29, 2015.
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Schedule 13D
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Page 3 of 8
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CUSIP No.
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Y 73760129
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1.
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Names of Reporting Persons
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Comet Shipholding Inc.
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a)
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[_]
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(b)
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[X]
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3.
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SEC Use Only
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4.
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Source of Funds (See Instructions)
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WC
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5.
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
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[_]
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6.
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Citizenship or Place of Organization
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Marshall Islands
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7.
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Sole Voting Power
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0
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Number of Shares Beneficially Owned by Each Reporting Person
With
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8.
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Shared Voting Power
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4,267,173
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9.
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Sole Dispositive Power
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0
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10.
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Shared Dispositive Power
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4,267,173
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11.
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Aggregate Amount Beneficially Owned By Each Reporting Person
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4,267,173
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12.
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
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[_]
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13.
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Percent of Class Represented by Amount in Row (11)
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4.4%
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14.
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Type of Reporting Person (See Instructions)
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CO
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Schedule 13D
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Page 4 of 8
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CUSIP No.
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Y 73760129
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1.
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Names of Reporting Persons
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Claudia Restis
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a)
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[_]
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(b)
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[X]
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3.
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SEC Use Only
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4.
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Source of Funds (See Instructions)
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OO
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5.
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
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[_]
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6.
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Citizenship or Place of Organization
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Italy
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7.
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Sole Voting Power
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0
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Number of Shares Beneficially Owned by Each Reporting Person
With
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8.
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Shared Voting Power
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175,673,599 (1)(2)
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9.
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Sole Dispositive Power
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0
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10.
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Shared Dispositive Power
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171,402,206 (2)
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11.
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Aggregate Amount Beneficially Owned By Each Reporting Person
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175,673,599 (1)(2)
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12.
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
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[_]
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13.
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Percent of Class Represented by Amount in Row (11)
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94.9%
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14.
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Type of Reporting Person (See Instructions)
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IN
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(1)
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Includes 4,271,393 shares of Common Stock which Claudia Restis may be deemed to beneficially own by virtue of a proxy granted to Claudia Restis by Plaza Shipholding Corp., pursuant to which Claudia Restis may be deemed to share the power to vote such shares of Common Stock. See Item 6 to Amendment No. 1 to the Schedule 13D filed by the Reporting Persons on April 13, 2015.
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(2)
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Includes (i) 22,222,222 shares of Common Stock which Jelco Delta Holding Corp. may be deemed to beneficially own, issuable upon exercise of a conversion option pursuant to the Convertible Promissory Note dated March 12, 2015, issued by the Issuer to Jelco Delta Holding Corp. and (ii) 65,361,111 shares of Common Stock which Jelco Delta Holding Corp. may be deemed to beneficially own, issuable upon exercise of a conversion option pursuant to the Convertible Promissory Note dated September 7, 2015, as amended on December 1, 2015, and as further amended on December 14, 2015, issued by the Issuer to Jelco Delta Holding Corp. See Item 3 to Amendment No. 1 to the Schedule 13D filed by the Reporting Persons on April 13, 2015 and Item 3 to Amendment No. 2 to the Schedule 13D filed by the Reporting Persons on October 29, 2015.
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Schedule 13D
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Page 5 of 8
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CUSIP No.
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Y 73760129
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Name
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Address
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Jurisdiction of Incorporation or
Place of Citizenship |
Principal Business
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Jelco Delta Holding Corp.
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c/o Western Isles
Jardine House, 4th Floor,
33-35 Reid Street
P.O. Box HM 1431
Hamilton HM FX, Bermuda
Attention: Alastair Macdonald
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Marshall Islands
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Investments
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Comet Shipholding Inc.
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c/o Western Isles
Jardine House, 4th Floor,
33-35 Reid Street
P.O. Box HM 1431
Hamilton HM FX, Bermuda
Attention: Alastair Macdonald
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Marshall Islands
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Investments
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Claudia Restis (1)
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c/o Western Isles
Jardine House, 4th Floor,
33-35 Reid Street
P.O. Box HM 1431
Hamilton HM FX, Bermuda
Attention: Alastair Macdonald
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Italy
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Business and Philanthropy
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Schedule 13D
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Page 6 of 8
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CUSIP No.
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Y 73760129
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Voting
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Dispositive
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Name
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Percentage of Shares Beneficially Owned
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Sole
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Shared
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Sole
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Shared
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Jelco Delta Holding Corp.
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90.2
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%
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0
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167,135,033
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(2)
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0
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167,135,033
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(2)
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Comet Shipholding Inc.
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4.4
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%
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0
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4,267,173
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0
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4,267,173
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Claudia Restis
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94.9
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%
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0
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175,673,599
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(1)(2)
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0
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171,402,206
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(2)
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(1)
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Includes 4,271,393 shares of Common Stock which Claudia Restis may be deemed to beneficially own by virtue of a proxy granted to Claudia Restis by Plaza Shipholding Corp., pursuant to which Claudia Restis may be deemed to share the power to vote such shares of Common Stock. See Item 6 to Amendment No. 1 to the Schedule 13D filed by the Reporting Persons on April 13, 2015.
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(2)
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Includes (i) 22,222,222 shares of Common Stock which Jelco Delta Holding Corp. may be deemed to beneficially own, issuable upon exercise of a conversion option pursuant to the Convertible Promissory Note dated March 12, 2015, issued by the Issuer to Jelco Delta Holding Corp. and (ii) 65,361,111 shares of Common Stock which Jelco Delta Holding Corp. may be deemed to beneficially own, issuable upon exercise of a conversion option pursuant to the Convertible Promissory Note dated September 7, 2015, as amended on December 1, 2015, and as further amended on December 14, 2015, issued by the Issuer to Jelco Delta Holding Corp. See Item 3 to Amendment No. 1 to the Schedule 13D filed by the Reporting Persons on April 13, 2015 and Item 3 to Amendment No. 2 to the Schedule 13D filed by the Reporting Persons on October 29, 2015.
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Schedule 13D
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Page 7 of 8
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CUSIP No.
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Y 73760129
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ITEM 6. | Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. |
Exhibit A
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Joint Filing Agreement among Jelco Delta Holding Corp., Comet Shipholding Inc. and Claudia Restis.*
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Exhibit B
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Convertible Promissory Note, dated September 7, 2015.*
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Exhibit C
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Amendment to Convertible Promissory Note, dated December 1, 2015.
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Exhibit D
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Second Amendment to Convertible Promissory Note, dated December 14, 2015.
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* | Previously filed |
JELCO DELTA HOLDING CORP.
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By:
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/s/ Alastair Macdonald
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Name:
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Alastair Macdonald
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Title:
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President
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COMET SHIPHOLDING INC.
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By:
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/s/ Alastair Macdonald
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Name:
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Alastair Macdonald
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Title:
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President
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/s/ Claudia Restis
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Claudia Restis
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(A) | Section 1.1 of the Note is deleted in its entirety and replaced with the following: |
(B) | Section 1.6 of the Note is deleted in its entirety and replaced with the following: |
(C) | Each other reference in the Note to "$6,765,000" is deleted and replaced with "$9,765,000." |
(D) | Confirmation of Agreement. Except as expressly set forth herein, the Note is ratified and confirmed in all respects and shall remain in full force and effect in accordance with its terms, and each reference in the Note to "this Note" shall mean the Note as amended by this Amendment. |
(E) | Counterparts; Effectiveness. This Amendment may be executed in any number of counterparts (including by facsimile) and by different parties hereto in separate counterparts, with the same effect as if all parties had signed the same document. All such counterparts shall be deemed an original, shall be construed together and shall constitute one and the same instrument. This Amendment shall become effective when each party hereto shall have received counterparts hereof signed by all of the other parties hereto. |
(I) | Governing Law. The laws of the State of New York shall govern the enforceability and validity of this Agreement, the construction of its terms and the interpretation of the rights and duties of the parties, without regard to the principles of conflicts of laws thereof. |
THE MAKER:
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SEANERGY MARITIME HOL DINGS CORP.
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By:
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/s/ Stamatis Tsantanis | |||
Name:
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Stamatis Tsantanis
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Title:
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Chief Executive Officer
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THE HOLDER:
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JELCO DELTA HOLDING CORP.
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By:
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/s/ Alastair B. Macdonald | |||
Name:
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Alastair B. Macdonald
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Title:
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Director
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(A) | Section 1.1 of the Note is deleted in its entirety and replaced with the following: |
(B) | Section 1.6 of the Note is deleted in its entirety and replaced with the following: |
(C) | Each other reference in the Note to "$9,765,000" is deleted and replaced with "$11,765,000." |
(D) | Confirmation of Agreement. Except as expressly set forth herein, the Note is ratified and confirmed in all respects and shall remain in full force and effect in accordance with its terms, and each reference in the Note to "this Note" shall mean the Note as amended by this Second Amendment. |
(E) | Counterparts Effectiveness. This Second Amendment may be executed in any number of counterparts (including by facsimile) and by different parties hereto in separate counterparts, with the same effect as if all parties had signed the same document. All such counterparts shall be deemed an original, shall be construed together and shall constitute one and the same instrument. This Second Amendment shall become effective when each party hereto shall have received counterparts hereof signed by all of the other parties hereto. |
(I) | Governing Law. The laws of the State of New York shall govern the enforceability and validity of this Agreement, the construction of its terms and the interpretation of the rights and duties of the parties, without regard to the principles of conflicts of laws thereof. |
THE MAKER:
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SEANERGY MARITIME HOLDINGS CORP.
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By:
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/s/ Stamatis Tsantanis | |||
Name:
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Stamatis Tsantanis
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Title:
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Chief Executive Officer
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THE HOLDER:
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JELCO DELTA HOLDING CORP.
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By:
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/s/ Alastair B. Macdonald | |||
Name:
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Alastair B. Macdonald
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Title:
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President
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