1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (granted 6/26/96)
|
Â
(3)
|
06/26/2006 |
Common Stock
|
1,500
|
$
16.75
|
D
|
Â
|
Employee Stock Option (granted 6/26/97)
|
Â
(3)
|
06/26/2007 |
Common Stock
|
1,500
|
$
16.5
|
D
|
Â
|
Employee Stock Option (granted 6/25/98)
|
Â
(3)
|
06/25/2008 |
Common Stock
|
1,500
|
$
16.9375
|
D
|
Â
|
Employee Stock Option (granted 6/30/99)
|
Â
(3)
|
06/30/2009 |
Common Stock
|
3,500
|
$
12.3125
|
D
|
Â
|
Employee Stock Option (granted 6/28/00)
|
Â
(3)
|
06/28/2010 |
Common Stock
|
15,000
|
$
11.43
|
D
|
Â
|
Employee Stock Option (granted 7/11/02)
|
Â
(3)
|
07/11/2012 |
Common Stock
|
25,000
|
$
15.55
|
D
|
Â
|
Employee Stock Option (granted 9/8/03)
|
Â
(3)
|
09/08/2013 |
Common Stock
|
7,500
|
$
14.61
|
D
|
Â
|
Employee Stock Option (granted 8/18/04)
|
Â
(3)
|
08/18/2014 |
Common Stock
|
7,500
|
$
18.15
|
D
|
Â
|
Class B Common Stock
|
Â
(4)
|
Â
(5)
|
Common Stock
|
31,800
|
$
(6)
|
I
|
As custodian
(7)
|
Class B Common Stock
|
Â
(4)
|
Â
(5)
|
Common Stock
|
195,849
|
$
(6)
|
D
|
Â
|
Class B Common Stock
|
Â
(4)
|
Â
(5)
|
Common Stock
|
10,667
|
$
(6)
|
I
|
By spouse
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
As sole custodian of these shares held by the Alexandra Marcus U/WI/UTMA. |
(2) |
Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan. |
(3) |
The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years. |
(4) |
This security is immediately exercisable. |
(5) |
No expiration date. |
(6) |
This security is convertible into common stock on a 1-for-1 basis at no cost. |
(7) |
As sole custodian of 13,900 Class B shares held by the Alexandra Marcus U/WI/UTMA, 13,900 Class B shares held by the Michael Marcus U/WI/UTMA, and 4,000 Class B shares held by the Samantha Marcus U/WI/UTMA. |