Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
ECHELON CORPORATION
(Exact name of the registrant as specified in its charter)
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Delaware | | 001-37755 | | 77‑0203595 |
(State or other jurisdiction of incorporation or organization) | | (Commission File Number) | | (IRS Employer Identification Number) |
2901 Patrick Henry Drive,
Santa Clara, CA 95054
(Address of principal executive office and zip code)
C. Michael Marszewski
408-938-5200
(Name and telephone number, including area code, of the
person to contact in connection with this report.)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
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_√__ | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2016. |
Section 1 - Conflict Minerals Disclosure
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Item 1.01 | Conflict Minerals Disclosure and Report |
With respect to the reporting period from January 1, 2016 to December 31, 2016, Echelon Corporation (the “Company”) has determined that (i) “conflict minerals” (as defined in Section 1, Item 1.01(d)(3) of Form SD) are necessary to the functionality or production of products that the Company has manufactured and contracted to manufacture, and (ii) based upon a reasonable country of origin inquiry, the Company has reason to believe that a portion of its necessary conflict minerals originated or may have originated in the Democratic Republic of the Congo or an adjoining country (as defined in Section 1, Item 1.01(d)(1) of Form SD) and has reason to believe that those necessary conflict minerals may not be from recycled or scrap sources.
In accordance with Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended (“Rule 13p-1”), and this Specialized Disclosure Report on Form SD (this “Form”), the Company has filed a Conflict Minerals Report, which is attached as Exhibit 1.01 to this Form. A copy of this Form and the Conflict Minerals Report are publicly available at
http://www.echelon.com/company/investor/corpgov/.
In accordance with Rule 13p-1, and this Form SD, the Company has filed a Conflict Minerals Report, which is attached as Exhibit 1.01 to this Form.
Section 2- Exhibits
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Exhibit No. | | Description |
Exhibit 1.01 | | Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
ECHELON CORPORATION
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By: | /s/ C. Michael Marszewski | | | Date: May 30, 2017 |
Name: C. Michael Marszewski | | | |
Title: VP and Chief Financial Officer | | | |
EXHIBIT INDEX
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Exhibit No. | | Description |
Exhibit 1.01 | | Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. |