FORM SD- Conflict Minerals Disclosure 2013
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
ECHELON CORPORATION
(Exact name of registrant as specified in its charter)
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Delaware | | 000-29748 | | 77-0203595 |
(State or other jurisdiction of incorporation) | | (Commission File Number) | | (IRS Employer Identification No.) |
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550 Meridian Avenue, San Jose, California | | 95126 |
(Address of principal executive offices) | | (Zip code) |
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(Name and telephone number, including area code, of the person to contact in connection with this report.) |
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
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þ | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2013 |
Section 1 - Conflict Minerals Disclosure
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Item 1.01 | Conflict Minerals Disclosure and Report |
With respect to the reporting period from January 1, 2013 to December 31, 2013, Echelon Corporation (the “Company”) has determined that (i) “conflict minerals” (as defined in Section 1, Item 1.01(d)(3) of Form SD) are necessary to the functionality or production of products that the Company has manufactured and contracted to manufacture, and (ii) based upon a reasonable country of origin inquiry, the Company is unable to determine whether and if so, the extent to which any of its necessary conflict minerals originated or may have originated in the Democratic Republic of the Congo or an adjoining country (as defined in Section 1, Item 1.01(d)(1) of Form SD) or from recycled or scrap sources.
In accordance with Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended (“Rule 13p-1”), and this Specialized Disclosure Report on Form SD (this “Form”), the Company has filed a Conflict Minerals Report, which is attached as Exhibit 1.02 to this Form. A copy of this Form and the Conflict Minerals Report are publicly available at http://www.echelon.com/company/investor/corpgov/
In accordance with Rule 13p-1, and this Form SD, the Company has filed a Conflict Minerals Report, which is attached as Exhibit 1.02 to this Form.
Section 2- Exhibits
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Exhibit No. | | Description |
Exhibit 1.02 | | Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | | | | | ECHELON CORPORATION |
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| | | | By: | | /s/ William R. Slakey |
| | | | | | William R. Slakey Executive Vice President and Chief Financial Officer |
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Date: May 30, 2014 | | | | | | |
EXHIBIT INDEX
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Exhibit Number | | Description |
Exhibit 1.02 | | Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. |