TX Holdings, Inc.
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(Name of Issuer)
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Common Stock, no par value
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(Title of Class of Securities)
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87311 R 101
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(CUSIP Number)
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William L. Shrewsbury
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President and Chief Executive Officer
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TX Holdings, Inc.
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12080 Virginia Blvd.
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Ashland, KY 41102
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(606) 928-1131
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Copy to:
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Neil R.E. Carr, Esq.
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Babirak Carr, P.C.
1050 17th Street, N.W., Suite 600
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Washington, DC 20036
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(202) 587 2983
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
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July 21, 2014
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(Date of Event Which Requires Filing of this Statement)
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*
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The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
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1
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NAME OF REPORTING PERSON
William L. Shrewsbury
|
|
2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ ]
|
|
3
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SEC USE ONLY
|
|
4
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SOURCE OF FUNDS (See Instructions)
PF
|
|
5
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ] |
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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7
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SOLE VOTING POWER
9,662,651 (1)
|
8
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SHARED VOTING POWER
-0-
|
|
9
|
SOLE DISPOSITIVE POWER
9,662,651 (1)
|
|
10
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SHARED DISPOSITIVE POWER
-0-
|
|
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9,662,651(1)
|
|
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(See Instructions) [ ] |
|
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
19.9% (1)(2)
|
|
14
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TYPE OF REPORTING PERSON (See Instructions)
IN
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(1)
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Includes an aggregate of 500,000 common stock purchase options exercisable at $.0924 per share commencing April 1, 2014 and expiring on March 31, 2017.
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(2)
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Based on an aggregate of 48,053,084 shares of Common Stock outstanding as of April 28, 2014 as reported by the Issuer and calculated in accordance with Rule 13d-3(d)(1).
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2 |
3 |
Date: July 21, 2014.
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/s/ William L. Shrewsbury
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|
William L. Shrewsbury
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4 |
Date
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Number of
Shares |
Price Per Share
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Nature of Transaction(*)
|
|||
02/25/14
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500,000
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$---
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Grant of stock options exercisable at $0.0924 per share 4/1/14 through 3/31/17
|
|||
02/15/13
|
10,000
|
0.035
|
||||
01/31/13
|
22,000
|
0.028
|
||||
01/17/13
|
23,500
|
0.026
|
||||
12/05/12
|
60,300
|
0.029
|
||||
11/14/12
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35,000
|
0.02
|
||||
11/02/12
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10,000
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0.04
|
||||
10/05/12
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35,000
|
0.048
|
||||
09/25/12
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10,000
|
0.05
|
||||
06/06/12
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13,120
|
0.073
|
||||
05/23/12
|
14,000
|
0.10
|
||||
04/12/12
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10,000
|
0.13
|
||||
04/03/12
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20,000
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0.13
|
||||
04/02/12
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20,000
|
0.115
|
||||
03/26/12
|
10,000
|
0.115
|
||||
02/27/12
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24,000
|
0.067
|
||||
02/14/12
|
10,590
|
0.072
|
||||
02/13/12
|
230,000
|
0.068
|
||||
02/10/12
|
28,846
|
0.066
|
||||
02/08/12
|
15,000
|
0.066
|
||||
02/03/12
|
36,300
|
0.066
|
||||
01/31/12
|
55,000
|
0.067
|
||||
01/27/12
|
15,000
|
0.07
|
||||
01/23/12
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10,000
|
0.07
|
||||
01/12/12
|
139,029
|
0.054
|
||||
12/27/11
|
10,000
|
0.05
|
||||
12/15/11
|
50,000
|
0.05
|
||||
12/14/11
|
55,600
|
0.048
|
||||
12/13/11
|
20,000
|
0.048
|
||||
12/10/11
|
200,000
|
--
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Acquisition of warrants to purchase common stock from issuer exercisable at $0.05 per share which expired 12/30/13
|
|||
12/06/11
|
10,000
|
0.023
|
||||
12/01/11
|
20,000
|
0.025
|
||||
11/11/11
|
44,000
|
0.019
|
||||
11/02/11
|
50,000
|
0.017
|
||||
09/20/11
|
20,841
|
0.03
|
||||
09/16/11
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50,000
|
0.03
|
||||
09/15/11
|
70,750
|
0.03
|
5 |
Date
|
Number of
Shares |
Price Per Share
|
Nature of Transaction(*)
|
|||
09/14/11
|
10,000
|
0.03
|
||||
09/13/11
|
50,000
|
0.03
|
||||
09/08/11
|
45,000
|
0.03
|
||||
09/06/11
|
58,909
|
0.03
|
||||
09/01/11
|
39,500
|
0.03
|
||||
08/31/11
|
190,000
|
0.03
|
||||
08/29/11
|
65,000
|
0.03
|
||||
06/27/11
|
65,000
|
0.031
|
||||
06/22/11
|
125,000
|
0.03
|
||||
06/15/11
|
50,000
|
0.035
|
||||
02/27/09
|
1,867,775
|
0.10
|
||||
10/06/08
|
400,000
|
---
|
Grant pursuant to Rule 16b-3(d)
|
|||
04/04/08
|
1,000
|
0.28
|
||||
03/17/08
|
3,000
|
0.35
|
||||
03/12/08
|
1,825
|
0.365
|
||||
03/12/08
|
15,175
|
0.35
|
||||
03/11/08
|
5,000
|
0.35
|
||||
03/03/08
|
2,500
|
0.30
|
||||
02/15/08
|
15,000
|
0.25
|
||||
02/15/08
|
27,500
|
0.22
|
||||
02/15/08
|
5,000
|
0.20
|
||||
02/14/08
|
2,105,263
|
0.095
|
||||
01/14/08
|
2,218,813
|
0.05
|
6 |