UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-21586
First Trust Enhanced Equity Income Fund
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Exact Name of Registrant as Specified in Declaration of Trust
120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187
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Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
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Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 765-8000
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Registrant's Telephone Number, including Area Code
Date of fiscal year end: December 31
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Date of reporting period: July 1, 2015 - June 30, 2016
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington
D.C. 20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
Microchip Technology Incorporated
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Ticker MCHP
Provider Security ID 595017104
Meeting Date 14-Aug-15 Meeting Type Annual
Record Date 18-Jun-15
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Steve Sanghi For For Yes No
Management 1.2 Elect Director Matthew W. Chapman For For Yes No
Management 1.3 Elect Director L.B. Day For For Yes No
Management 1.4 Elect Director Esther L. Johnson For For Yes No
Management 1.5 Elect Director Wade F. Meyercord For For Yes No
Management 2 Approve Conversion of Securities For For Yes No
Management 3 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 4 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Bank of America Corporation
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Ticker BAC
Provider Security ID 060505104
Meeting Date 22-Sep-15 Meeting Type Special
Record Date 10-Aug-15
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1 Approve Bylaw Amendment to Permit Board to For Against Yes Yes
Determine Leadership Structure
FedEx Corporation
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Ticker FDX
Provider Security ID 31428X106
Meeting Date 28-Sep-15 Meeting Type Annual
Record Date 03-Aug-15
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director James L. Barksdale For For Yes No
Management 1.2 Elect Director John A. Edwardson For For Yes No
Management 1.3 Elect Director Marvin R. Ellison For For Yes No
Management 1.4 Elect Director Kimberly A. Jabal For For Yes No
Management 1.5 Elect Director Shirley Ann Jackson For For Yes No
Management 1.6 Elect Director Gary W. Loveman For For Yes No
Management 1.7 Elect Director R. Brad Martin For For Yes No
Management 1.8 Elect Director Joshua Cooper Ramo For For Yes No
Management 1.9 Elect Director Susan C. Schwab For For Yes No
Management 1.10 Elect Director Frederick W. Smith For For Yes No
Management 1.11 Elect Director David P. Steiner For For Yes No
Management 1.12 Elect Director Paul S. Walsh For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify Ernst & Young LLP as Auditors For For Yes No
Share Holder 4 Require Independent Board Chairman Against For Yes Yes
Share Holder 5 Adopt Policy Prohibiting Tax Payments on Against For Yes Yes
Restricted Stock Awards
Share Holder 6 Clawback of Incentive Payments Against For Yes Yes
Share Holder 7 Adopt Proxy Access Right Against For Yes Yes
Share Holder 8 Report on Political Contributions Against For Yes Yes
Share Holder 9 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder 10 Report on Consistency Between Corporate Against Against Yes No
Values and Political Contributions
ACE Limited
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Ticker ACE
Provider Security ID H0023R105
Meeting Date 22-Oct-15 Meeting Type Special
Record Date 10-Sep-15
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1 Increase Authorized Common Shares For For Yes No
Management 2 Change Company Name to Chubb Limited For For Yes No
Management 3 Issue Shares in Connection with Merger For For Yes No
Management 4.1 Elect Sheila P. Burke as Director For For Yes No
Management 4.2 Elect James I. Cash, Jr. as Director For For Yes No
Management 4.3 Elect Lawrence W. Kellner as Director For For Yes No
Management 4.4 Elect James M. Zimmerman as Director For For Yes No
Management 5 Approve the Increase in Maximum Aggregate For For Yes No
Remuneration of Directors
Management A Authorize Independent Representative to Vote For Against Yes Yes
on Any Amendment to Previous Resolutions
Page 1
Cardinal Health, Inc.
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Ticker CAH
Provider Security ID 14149Y108
Meeting Date 04-Nov-15 Meeting Type Annual
Record Date 08-Sep-15
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director David J. Anderson For For Yes No
Management 1.2 Elect Director Colleen F. Arnold For For Yes No
Management 1.3 Elect Director George S. Barrett For For Yes No
Management 1.4 Elect Director Carrie S. Cox For For Yes No
Management 1.5 Elect Director Calvin Darden For For Yes No
Management 1.6 Elect Director Bruce L. Downey For For Yes No
Management 1.7 Elect Director Patricia A. Hemingway Hall For For Yes No
Management 1.8 Elect Director Clayton M. Jones For For Yes No
Management 1.9 Elect Director Gregory B. Kenny For For Yes No
Management 1.10 Elect Director Nancy Killefer For For Yes No
Management 1.11 Elect Director David P. King For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Automatic Data Processing, Inc.
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Ticker ADP
Provider Security ID 053015103
Meeting Date 10-Nov-15 Meeting Type Annual
Record Date 11-Sep-15
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Ellen R. Alemany For For Yes No
Management 1.2 Elect Director Peter Bisson For For Yes No
Management 1.3 Elect Director Richard T. Clark For For Yes No
Management 1.4 Elect Director Eric C. Fast For For Yes No
Management 1.5 Elect Director Linda R. Gooden For For Yes No
Management 1.6 Elect Director Michael P. Gregoire For For Yes No
Management 1.7 Elect Director R. Glenn Hubbard For For Yes No
Management 1.8 Elect Director John P. Jones For For Yes No
Management 1.9 Elect Director Carlos A. Rodriguez For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Oracle Corporation
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Ticker ORCL
Provider Security ID 68389X105
Meeting Date 18-Nov-15 Meeting Type Annual
Record Date 21-Sep-15
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Jeffrey S. Berg For Withhold Yes Yes
Management 1.2 Elect Director H. Raymond Bingham For Withhold Yes Yes
Management 1.3 Elect Director Michael J. Boskin For Withhold Yes Yes
Management 1.4 Elect Director Safra A. Catz For Withhold Yes Yes
Management 1.5 Elect Director Bruce R. Chizen For Withhold Yes Yes
Management 1.6 Elect Director George H. Conrades For Withhold Yes Yes
Management 1.7 Elect Director Lawrence J. Ellison For Withhold Yes Yes
Management 1.8 Elect Director Hector Garcia-Molina For Withhold Yes Yes
Management 1.9 Elect Director Jeffrey O. Henley For Withhold Yes Yes
Management 1.10 Elect Director Mark V. Hurd For Withhold Yes Yes
Management 1.11 Elect Director Leon E. Panetta For For Yes No
Management 1.12 Elect Director Naomi O. Seligman For Withhold Yes Yes
Management 2 Amend Executive Incentive Bonus Plan For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For Against Yes Yes
Officers' Compensation
Management 4 Ratify Ernst & Young LLP as Auditors For For Yes No
Share Holder 5 Adopt Quantitative Renewable Energy Goals Against Against Yes No
Share Holder 6 Proxy Access Against For Yes Yes
Share Holder 7 Approve Quantifiable Performance Metrics Against For Yes Yes
Share Holder 8 Amend Corporate Governance Guidelines Against For Yes Yes
Share Holder 9 Proxy Voting Disclosure, Confidentiality, Against Against Yes No
and Tabulation
Share Holder 10 Report on Lobbying Payments and Policy Against For Yes Yes
Page 2
Cisco Systems, Inc.
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Ticker CSCO
Provider Security ID 17275R102
Meeting Date 19-Nov-15 Meeting Type Annual
Record Date 21-Sep-15
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Carol A. Bartz For For Yes No
Management 1b Elect Director M. Michele Burns For For Yes No
Management 1c Elect Director Michael D. Capellas For For Yes No
Management 1d Elect Director John T. Chambers For For Yes No
Management 1e Elect Director Brian L. Halla For For Yes No
Management 1f Elect Director John L. Hennessy For For Yes No
Management 1g Elect Director Kristina M. Johnson For For Yes No
Management 1h Elect Director Roderick C. McGeary For For Yes No
Management 1i Elect Director Charles H. Robbins For For Yes No
Management 1j Elect Director Arun Sarin For For Yes No
Management 1k Elect Director Steven M. West For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Share Holder 4 Adopt Holy Land Principles Against Against Yes No
Share Holder 5 Adopt Proxy Access Right Against For Yes Yes
Microsoft Corporation
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Ticker MSFT
Provider Security ID 594918104
Meeting Date 02-Dec-15 Meeting Type Annual
Record Date 02-Oct-15
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director William H. Gates, lll For For Yes No
Management 1.2 Elect Director Teri L. List-Stoll For For Yes No
Management 1.3 Elect Director G. Mason Morfit For For Yes No
Management 1.4 Elect Director Satya Nadella For For Yes No
Management 1.5 Elect Director Charles H. Noski For For Yes No
Management 1.6 Elect Director Helmut Panke For For Yes No
Management 1.7 Elect Director Sandra E. Peterson For For Yes No
Management 1.8 Elect Director Charles W. Scharf For For Yes No
Management 1.9 Elect Director John W. Stanton For For Yes No
Management 1.10 Elect Director John W. Thompson For For Yes No
Management 1.11 Elect Director Padmasree Warrior For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For Against Yes Yes
Officers' Compensation
Management 3 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Comcast Corporation
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Ticker CMCSA
Provider Security ID 20030N101
Meeting Date 10-Dec-15 Meeting Type Special
Record Date 20-Oct-15
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1 Approve Conversion of Securities For For Yes No
Medtronic plc
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Ticker MDT
Provider Security ID G5960L103
Meeting Date 11-Dec-15 Meeting Type Annual
Record Date 12-Oct-15
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Richard H. Anderson For For Yes No
Management 1b Elect Director Craig Arnold For For Yes No
Management 1c Elect Director Scott C. Donnelly For For Yes No
Management 1d Elect Director Randall J. Hogan, III For For Yes No
Management 1e Elect Director Omar Ishrak For For Yes No
Management 1f Elect Director Shirley Ann Jackson For For Yes No
Management 1g Elect Director Michael O. Leavitt For For Yes No
Management 1h Elect Director James T. Lenehan For For Yes No
Management 1i Elect Director Elizabeth G. Nabel For For Yes No
Management 1j Elect Director Denise M. O'Leary For For Yes No
Management 1k Elect Director Kendall J. Powell For For Yes No
Management 1l Elect Director Robert C. Pozen For For Yes No
Management 1m Elect Director Preetha Reddy For For Yes No
Management 2 Approve PricewaterhouseCoopers LLP as For For Yes No
Auditors and Authorize Board to Fix Their
Remuneration
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Yes No
Page 3
Micron Technology, Inc.
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Ticker MU
Provider Security ID 595112103
Meeting Date 28-Jan-16 Meeting Type Annual
Record Date 30-Nov-15
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Robert L. Bailey For For Yes No
Management 1.2 Elect Director Richard M. Beyer For For Yes No
Management 1.3 Elect Director Patrick J. Byrne For For Yes No
Management 1.4 Elect Director D. Mark Durcan For For Yes No
Management 1.5 Elect Director Mercedes Johnson For For Yes No
Management 1.6 Elect Director Lawrence N. Mondry For For Yes No
Management 1.7 Elect Director Robert E. Switz For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Other Business For Against Yes Yes
Costco Wholesale Corporation
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Ticker COST
Provider Security ID 22160K105
Meeting Date 29-Jan-16 Meeting Type Annual
Record Date 20-Nov-15
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Hamilton E. James For For Yes No
Management 1.2 Elect Director W. Craig Jelinek For For Yes No
Management 1.3 Elect Director John W. Stanton For For Yes No
Management 1.4 Elect Director Mary A. (Maggie) Wilderotter For For Yes No
Management 2 Ratify KPMG LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Share Holder 4 Adopt Proxy Access Right Against For Yes Yes
Apple Inc.
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Ticker AAPL
Provider Security ID 037833100
Meeting Date 26-Feb-16 Meeting Type Annual
Record Date 28-Dec-15
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director James Bell For For Yes No
Management 1.2 Elect Director Tim Cook For For Yes No
Management 1.3 Elect Director Al Gore For For Yes No
Management 1.4 Elect Director Bob Iger For For Yes No
Management 1.5 Elect Director Andrea Jung For For Yes No
Management 1.6 Elect Director Art Levinson For For Yes No
Management 1.7 Elect Director Ron Sugar For For Yes No
Management 1.8 Elect Director Sue Wagner For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Amend Omnibus Stock Plan For For Yes No
Share Holder 5 Create Feasibility Plan for Net-Zero GHG Against Against Yes No
Emissions, Including for Major Suppliers
Share Holder 6 Adopt Policy to Increase Diversity of Senior Against Against Yes No
Management and Board of Directors
Share Holder 7 Report on Guidelines for Country Selection Against Against Yes No
Share Holder 8 Adopt Proxy Access Right Against For Yes Yes
Page 4
Schlumberger Limited
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Ticker SLB
Provider Security ID 806857108
Meeting Date 06-Apr-16 Meeting Type Annual
Record Date 17-Feb-16
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Peter L.S. Currie For For Yes No
Management 1b Elect Director V. Maureen Kempston Darkes For For Yes No
Management 1c Elect Director Paal Kibsgaard For For Yes No
Management 1d Elect Director Nikolay Kudryavtsev For For Yes No
Management 1e Elect Director Michael E. Marks For For Yes No
Management 1f Elect Director Indra K. Nooyi For For Yes No
Management 1g Elect Director Lubna S. Olayan For For Yes No
Management 1h Elect Director Leo Rafael Reif For For Yes No
Management 1i Elect Director Tore I. Sandvold For For Yes No
Management 1j Elect Director Henri Seydoux For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For Against Yes Yes
Officers' Compensation
Management 3 Adopt and Approve Financials and Dividends For For Yes No
Management 4 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Management 5 Amend Articles For For Yes No
Management 6 Fix Number of Directors at Twelve For For Yes No
Management 7 Amend 2010 Omnibus Stock Incentive Plan For For Yes No
Carnival Corporation
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Ticker CCL
Provider Security ID 143658300
Meeting Date 14-Apr-16 Meeting Type Annual
Record Date 16-Feb-16
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1 Re-elect Micky Arison As A Director Of For For Yes No
Carnival Corporation and As A Director Of
Carnival Plc.
Management 2 Re-elect Jonathon Band as Director of For For Yes No
Carnival Corporation and as a Director of
Carnival plc.
Management 3 Re-elect Arnold W. Donald as Director of For For Yes No
Carnival Corporation and as a Director of
Carnival plc.
Management 4 Re-elect Richard J. Glasier as Director of For For Yes No
Carnival Corporation and as a Director of
Carnival plc.
Management 5 Re-elect Debra Kelly-Ennis as Director of For For Yes No
Carnival Corporation and as a Director of
Carnival plc.
Management 6 Re-elect John Parker as Director of Carnival For For Yes No
Corporation and as a Director of Carnival
plc.
Management 7 Re-elect Stuart Subotnick as Director of For For Yes No
Carnival Corporation and as a Director of
Carnival plc.
Management 8 Re-elect Laura Weil as Director of Carnival For For Yes No
Corporation and as a Director of Carnival
plc.
Management 9 Re-elect Randall J. Weisenburger as Director For For Yes No
of Carnival Corporation and as a Director of
Carnival plc.
Management 10 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 11 Approve Remuneration Report of Executive For For Yes No
Directors
Management 12 Reappoint The UK Firm Of For For Yes No
PricewaterhouseCoopers LLP As Independent
Auditors For Carnival Plc And Ratify The U.S.
Firm Of PricewaterhouseCoopers LLP As The
Independent Auditor For Carnival Corporation
Management 13 Authorize The Audit Committee Of Carnival For For Yes No
To Fix Remuneration Of The Independent
Plc Auditors Of Carnival Plc
Management 14 Receive UK Accounts and Reports of the For For Yes No
Directors and Auditors of Carnival plc
Management 15 Authorise Issue of Equity with Pre-emptive For For Yes No
Rights
Management 16 Authorise Issue of Equity without Pre-emptive For For Yes No
Rights
Management 17 Authorize Share Repurchase Program For For Yes No
Page 5
Newell Rubbermaid Inc.
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Ticker NWL
Provider Security ID 651229106
Meeting Date 15-Apr-16 Meeting Type Annual
Record Date 01-Mar-16
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1 Issue Shares in Connection with Merger For For Yes No
Management 2 Adjourn Meeting For For Yes No
Management 3.1 Elect Director Thomas E. Clarke For For Yes No
Management 3.2 Elect Director Kevin C. Conroy For For Yes No
Management 3.3 Elect Director Scott S. Cowen For For Yes No
Management 3.4 Elect Director Michael T. Cowhig For For Yes No
Management 3.5 Elect Director Domenico De Sole For For Yes No
Management 3.6 Elect Director Michael B. Polk For For Yes No
Management 3.7 Elect Director Steven J. Strobel For For Yes No
Management 3.8 Elect Director Michael A. Todman For For Yes No
Management 3.9 Elect Director Raymond G. Viault For For Yes No
Management 4 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
M&T Bank Corporation
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Ticker MTB
Provider Security ID 55261F104
Meeting Date 19-Apr-16 Meeting Type Annual
Record Date 29-Feb-16
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Brent D. Baird For For Yes No
Management 1.2 Elect Director C. Angela Bontempo For For Yes No
Management 1.3 Elect Director Robert T. Brady For For Yes No
Management 1.4 Elect Director T. Jefferson Cunningham, III For For Yes No
Management 1.5 Elect Director Mark J. Czarnecki For For Yes No
Management 1.6 Elect Director Gary N. Geisel For For Yes No
Management 1.7 Elect Director Richard A. Grossi For For Yes No
Management 1.8 Elect Director John D. Hawke, Jr. For For Yes No
Management 1.9 Elect Director Patrick W.E. Hodgson For For Yes No
Management 1.10 Elect Director Richard G. King For For Yes No
Management 1.11 Elect Director Newton P.S. Merrill For For Yes No
Management 1.12 Elect Director Melinda R. Rich For For Yes No
Management 1.13 Elect Director Robert E. Sadler, Jr. For For Yes No
Management 1.14 Elect Director Denis J. Salamone For For Yes No
Management 1.15 Elect Director Herbert L. Washington For For Yes No
Management 1.16 Elect Director Robert G. Wilmers For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
PPG Industries, Inc.
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Ticker PPG
Provider Security ID 693506107
Meeting Date 21-Apr-16 Meeting Type Annual
Record Date 19-Feb-16
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director James G. Berges For For Yes No
Management 1.2 Elect Director John V. Faraci For For Yes No
Management 1.3 Elect Director Victoria F. Haynes For For Yes No
Management 1.4 Elect Director Michael H. McGarry For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Amend Omnibus Stock Plan For For Yes No
Management 4 Amend Omnibus Stock Plan For For Yes No
Management 5 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Share Holder 6 Adopt a Payout Policy Giving Preference to Against Against Yes No
Share Buybacks Over Dividends
Page 6
Noble Corporation plc
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Ticker NE
Provider Security ID G65431101
Meeting Date 22-Apr-16 Meeting Type Annual
Record Date 29-Feb-16
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1 Elect Director Ashley Almanza For For Yes No
Management 2 Elect Director Michael A. Cawley For For Yes No
Management 3 Elect Director Julie H. Edwards For For Yes No
Management 4 Elect Director Gordon T. Hall For For Yes No
Management 5 Elect Director Scott D. Josey For For Yes No
Management 6 Elect Director Jon A. Marshall For For Yes No
Management 7 Elect Director Mary P. Ricciardello For For Yes No
Management 8 Elect Director David W. Williams For For Yes No
Management 9 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Management 10 Ratify PricewaterhouseCoopers LLP as For For Yes No
Statutory Auditor
Management 11 Authorize Audit Committee to Fix For For Yes No
Remuneration of Statutory Auditors
Management 12 Advisory Vote to Ratify Named Executive For Against Yes Yes
Officers' Compensation
Management 13 Advisory Vote to Ratify Directors' For Against Yes Yes
Compensation Report
Management 14 Amend Omnibus Stock Plan For Against Yes Yes
Honeywell International Inc.
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Ticker HON
Provider Security ID 438516106
Meeting Date 25-Apr-16 Meeting Type Annual
Record Date 26-Feb-16
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1A Elect Director William S. Ayer For For Yes No
Management 1B Elect Director Kevin Burke For For Yes No
Management 1C Elect Director Jaime Chico Pardo For For Yes No
Management 1D Elect Director David M. Cote For For Yes No
Management 1E Elect Director D. Scott Davis For For Yes No
Management 1F Elect Director Linnet F. Deily For For Yes No
Management 1G Elect Director Judd Gregg For For Yes No
Management 1H Elect Director Clive Hollick For For Yes No
Management 1I Elect Director Grace D. Lieblein For For Yes No
Management 1J Elect Director George Paz For For Yes No
Management 1K Elect Director Bradley T. Sheares For For Yes No
Management 1L Elect Director Robin L. Washington For For Yes No
Management 2 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For Against Yes Yes
Officers' Compensation
Management 4 Approve Omnibus Stock Plan For For Yes No
Management 5 Approve Non-Employee Director Omnibus For For Yes No
Stock Plan
Share Holder 6 Require Independent Board Chairman Against For Yes Yes
Share Holder 7 Provide Right to Act by Written Consent Against For Yes Yes
Share Holder 8 Report on Lobbying Payments and Policy Against For Yes Yes
BB&T Corporation
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Ticker BBT
Provider Security ID 054937107
Meeting Date 26-Apr-16 Meeting Type Annual
Record Date 17-Feb-16
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Jennifer S. Banner For For Yes No
Management 1.2 Elect Director K. David Boyer, Jr. For For Yes No
Management 1.3 Elect Director Anna R. Cablik For For Yes No
Management 1.4 Elect Director James A. Faulkner For For Yes No
Management 1.5 Elect Director I. Patricia Henry For For Yes No
Management 1.6 Elect Director Eric C. Kendrick For For Yes No
Management 1.7 Elect Director Kelly S. King For For Yes No
Management 1.8 Elect Director Louis B. Lynn For For Yes No
Management 1.9 Elect Director Edward C. Milligan For For Yes No
Management 1.10 Elect Director Charles A. Patton For For Yes No
Management 1.11 Elect Director Nido R. Qubein For For Yes No
Management 1.12 Elect Director William J. Reuter For For Yes No
Management 1.13 Elect Director Tollie W. Rich, Jr. For For Yes No
Management 1.14 Elect Director Christine Sears For For Yes No
Management 1.15 Elect Director Thomas E. Skains For For Yes No
Management 1.16 Elect Director Thomas N. Thompson For For Yes No
Management 1.17 Elect Director Edwin H. Welch For For Yes No
Management 1.18 Elect Director Stephen T. Williams For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Management 3 Advisory Vote to Ratify Named Executive For Against Yes Yes
Officers' Compensation
Page 7
V.F. Corporation
-----------------------------------------------------------------------------------------
Ticker VFC
Provider Security ID 918204108
Meeting Date 26-Apr-16 Meeting Type Annual
Record Date 01-Mar-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Richard T. Carucci For For Yes No
Management 1.2 Elect Director Juliana L. Chugg For For Yes No
Management 1.3 Elect Director Juan Ernesto de Bedout For For Yes No
Management 1.4 Elect Director Mark S. Hoplamazian For For Yes No
Management 1.5 Elect Director Robert J. Hurst For For Yes No
Management 1.6 Elect Director Laura W. Lang For For Yes No
Management 1.7 Elect Director W. Alan McCollough For For Yes No
Management 1.8 Elect Director W. Rodney McMullen For For Yes No
Management 1.9 Elect Director Clarence Otis, Jr. For For Yes No
Management 1.10 Elect Director Steven E. Rendle For For Yes No
Management 1.11 Elect Director Matthew J. Shattock For For Yes No
Management 1.12 Elect Director Eric C. Wiseman For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Wells Fargo & Company
-----------------------------------------------------------------------------------------
Ticker WFC
Provider Security ID 949746101
Meeting Date 26-Apr-16 Meeting Type Annual
Record Date 01-Mar-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director John D. Baker, II For For Yes No
Management 1b Elect Director Elaine L. Chao For For Yes No
Management 1c Elect Director John S. Chen For For Yes No
Management 1d Elect Director Lloyd H. Dean For For Yes No
Management 1e Elect Director Elizabeth A. Duke For For Yes No
Management 1f Elect Director Susan E. Engel For For Yes No
Management 1g Elect Director Enrique Hernandez, Jr. For For Yes No
Management 1h Elect Director Donald M. James For For Yes No
Management 1i Elect Director Cynthia H. Milligan For For Yes No
Management 1j Elect Director Federico F. Pena For For Yes No
Management 1k Elect Director James H. Quigley For For Yes No
Management 1l Elect Director Stephen W. Sanger For For Yes No
Management 1m Elect Director John G. Stumpf For For Yes No
Management 1n Elect Director Susan G. Swenson For For Yes No
Management 1o Elect Director Suzanne M. Vautrinot For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify KPMG LLP as Auditors For For Yes No
Share Holder 4 Require Independent Board Chairman Against Against Yes No
Share Holder 5 Report on Lobbying Payments and Policy Against Against Yes No
Anheuser-Busch InBev SA
-----------------------------------------------------------------------------------------
Ticker ABI
Provider Security ID 03524A108
Meeting Date 27-Apr-16 Meeting Type Annual
Record Date 18-Mar-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1 Receive Directors' Reports (Non-Voting) Yes No
Management 2 Receive Auditors' Reports (Non-Voting) Yes No
Management 3 Receive Consolidated Financial Statements Yes No
and Statutory Reports (Non-Voting)
Management 4 Approve Financial Statements, Allocation of For For Yes No
Income, and Dividends of EUR 3.60 per Share
Management 5 Approve Discharge of Directors For For Yes No
Management 6 Approve Discharge of Auditors For For Yes No
Management 7 Ratify Deloitte as Auditors and Approve For For Yes No
Auditors' Remuneration
Management 8a Approve Remuneration Report For Against Yes Yes
Management 8b Approve Non-Employee Director Stock Option For Against Yes Yes
Plan and According Stock Option Grants to
Non-Executive Directors
Management 9a Approve Change-of-Control Clause Re : For For Yes No
Restated USD 9 Billion Senior Facilities
Agreement of Aug. 28, 2015
Management 9b Approve Change-of-Control Clause Re : USD 75 For For Yes No
Billion Senior Facilities Agreement of
Oct. 28, 2015
Management 10 Acknowledge Cancellation of VVPR Strips For For Yes No
Management 11 Authorize Implementation of Approved For For Yes No
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
Page 8
Bank of America Corporation
-----------------------------------------------------------------------------------------
Ticker BAC
Provider Security ID 060505104
Meeting Date 27-Apr-16 Meeting Type Annual
Record Date 02-Mar-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Sharon L. Allen For For Yes No
Management 1b Elect Director Susan S. Bies For For Yes No
Management 1c Elect Director Jack O. Bovender, Jr. For For Yes No
Management 1d Elect Director Frank P. Bramble, Sr. For For Yes No
Management 1e Elect Director Pierre J.P. de Weck For For Yes No
Management 1f Elect Director Arnold W. Donald For For Yes No
Management 1g Elect Director Linda P. Hudson For For Yes No
Management 1h Elect Director Monica C. Lozano For For Yes No
Management 1i Elect Director Thomas J. May For For Yes No
Management 1j Elect Director Brian T. Moynihan For For Yes No
Management 1k Elect Director Lionel L. Nowell, III For For Yes No
Management 1l Elect Director Thomas D. Woods For For Yes No
Management 1m Elect Director R. David Yost For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify PwC as Auditors For For Yes No
Share Holder 4 Clawback of Incentive Payments Against Against Yes No
General Electric Company
-----------------------------------------------------------------------------------------
Ticker GE
Provider Security ID 369604103
Meeting Date 27-Apr-16 Meeting Type Annual
Record Date 29-Feb-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management A1 Elect Director Sebastien M. Bazin For For Yes No
Management A2 Elect Director W. Geoffrey Beattie For For Yes No
Management A3 Elect Director John J. Brennan For For Yes No
Management A4 Elect Director Francisco D' Souza For For Yes No
Management A5 Elect Director Marijn E. Dekkers For For Yes No
Management A6 Elect Director Peter B. Henry For For Yes No
Management A7 Elect Director Susan J. Hockfield For For Yes No
Management A8 Elect Director Jeffrey R. Immelt For For Yes No
Management A9 Elect Director Andrea Jung For For Yes No
Management A10 Elect Director Robert W. Lane For For Yes No
Management A11 Elect Director Rochelle B. Lazarus For For Yes No
Management A12 Elect Director Lowell C. McAdam For For Yes No
Management A13 Elect Director James J. Mulva For For Yes No
Management A14 Elect Director James E. Rohr For For Yes No
Management A15 Elect Director Mary L. Schapiro For For Yes No
Management A16 Elect Director James S. Tisch For For Yes No
Management B1 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management B2 Ratify KPMG LLP as Auditors For For Yes No
Share Holder C1 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder C2 Require Independent Board Chairman Against Against Yes No
Share Holder C3 Adopt Holy Land Principles Against Against Yes No
Share Holder C4 Restore or Provide for Cumulative Voting Against Against Yes No
Share Holder C5 Performance-Based and/or Time-Based Equity Against Against Yes No
Awards
Share Holder C6 Report on Guidelines for Country Selection Against Against Yes No
Pfizer Inc.
-----------------------------------------------------------------------------------------
Ticker PFE
Provider Security ID 717081103
Meeting Date 28-Apr-16 Meeting Type Annual
Record Date 01-Mar-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Dennis A. Ausiello For For Yes No
Management 1.2 Elect Director W. Don Cornwell For For Yes No
Management 1.3 Elect Director Joseph J. Echevarria For For Yes No
Management 1.4 Elect Director Frances D. Fergusson For For Yes No
Management 1.5 Elect Director Helen H. Hobbs For For Yes No
Management 1.6 Elect Director James M. Kilts For For Yes No
Management 1.7 Elect Director Shantanu Narayen For For Yes No
Management 1.8 Elect Director Suzanne Nora Johnson For For Yes No
Management 1.9 Elect Director Ian C. Read For For Yes No
Management 1.10 Elect Director Stephen W. Sanger For For Yes No
Management 1.11 Elect Director James C. Smith For For Yes No
Management 2 Ratify KPMG LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Share Holder 4 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder 5 Give Shareholders Final Say on Election of Against Against Yes No
Directors
Share Holder 6 Provide Right to Act by Written Consent Against For Yes Yes
Share Holder 7 Prohibit Tax Gross-ups on Inversions Against Against Yes No
Page 9
AstraZeneca plc
-----------------------------------------------------------------------------------------
Ticker AZN
Provider Security ID 046353108
Meeting Date 29-Apr-16 Meeting Type Annual
Record Date 14-Mar-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1 Accept Financial Statements and Statutory For For Yes No
Reports
Management 2 Approve Dividends For For Yes No
Management 3 Reappoint KPMG LLP as Auditors For For Yes No
Management 4 Authorise Board to Fix Remuneration of For For Yes No
Auditors
Management 5a Re-elect Leif Johansson as Director For For Yes No
Management 5b Re-elect Pascal Soriot as Director For For Yes No
Management 5c Re-elect Marc Dunoyer as Director For For Yes No
Management 5d Re-elect Dr Cornelia Bargmann as Director For For Yes No
Management 5e Re-elect Genevieve Berger as Director For For Yes No
Management 5f Re-elect Bruce Burlington as Director For For Yes No
Management 5g Re-elect Ann Cairns as Director For For Yes No
Management 5h Re-elect Graham Chipchase as Director For For Yes No
Management 5i Re-elect Jean-Philippe Courtois as Director For For Yes No
Management 5j Re-elect Rudy Markham as Director For For Yes No
Management 5k Re-elect Shriti Vadera as Director For For Yes No
Management 5l Re-elect Marcus Wallenberg as Director For For Yes No
Management 6 Approve Remuneration Report For For Yes No
Management 7 Authorise EU Political Donations and For For Yes No
Expenditure
Management 8 Authorise Issue of Equity with Pre-emptive For For Yes No
Rights
Management 9 Authorise Issue of Equity without For For Yes No
Pre-emptive Rights
Management 10 Authorise Market Purchase of Ordinary Shares For For Yes No
Management 11 Authorise the Company to Call General For For Yes No
Meeting with Two Weeks' Notice
AT&T Inc.
-----------------------------------------------------------------------------------------
Ticker T
Provider Security ID 00206R102
Meeting Date 29-Apr-16 Meeting Type Annual
Record Date 01-Mar-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Randall L. Stephenson For For Yes No
Management 1.2 Elect Director Samuel A. Di Piazza, Jr. For For Yes No
Management 1.3 Elect Director Richard W. Fisher For For Yes No
Management 1.4 Elect Director Scott T. Ford For For Yes No
Management 1.5 Elect Director Glenn H. Hutchins For For Yes No
Management 1.6 Elect Director William E. Kennard For For Yes No
Management 1.7 Elect Director Michael B. McCallister For For Yes No
Management 1.8 Elect Director Beth E. Mooney For For Yes No
Management 1.9 Elect Director Joyce M. Roche For For Yes No
Management 1.10 Elect Director Matthew K. Rose For For Yes No
Management 1.11 Elect Director Cynthia B. Taylor For For Yes No
Management 1.12 Elect Director Laura D'Andrea Tyson For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Approve Omnibus Stock Plan For For Yes No
Share Holder 5 Report on Indirect Political Contributions Against For Yes Yes
Share Holder 6 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder 7 Require Independent Board Chairman Against Against Yes No
Page 10
Occidental Petroleum Corporation
-----------------------------------------------------------------------------------------
Ticker OXY
Provider Security ID 674599105
Meeting Date 29-Apr-16 Meeting Type Annual
Record Date 29-Feb-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Spencer Abraham For For Yes No
Management 1.2 Elect Director Howard I. Atkins For For Yes No
Management 1.3 Elect Director Eugene L. Batchelder For For Yes No
Management 1.4 Elect Director Stephen I. Chazen For For Yes No
Management 1.5 Elect Director John E. Feick For For Yes No
Management 1.6 Elect Director Margaret M. Foran For For Yes No
Management 1.7 Elect Director Carlos M. Gutierrez For For Yes No
Management 1.8 Elect Director Vicki A. Hollub For For Yes No
Management 1.9 Elect Director William R. Klesse For For Yes No
Management 1.10 Elect Director Avedick B. Poladian For For Yes No
Management 1.11 Elect Director Elisse B. Walter For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify KPMG LLP as Auditors For For Yes No
Share Holder 4 Review and Assess Membership of Lobbying Against For Yes Yes
Organizations
Share Holder 5 Annually Assess Portfolio Impacts of Against For Yes Yes
Policies to Meet 2 Degree Scenario
Share Holder 6 Amend Bylaws -- Call Special Meetings Against For Yes Yes
Share Holder 7 Report on Methane and Flaring Emissions Against For Yes Yes
Management and Reduction Targets
American Express Company
-----------------------------------------------------------------------------------------
Ticker AXP
Provider Security ID 025816109
Meeting Date 02-May-16 Meeting Type Annual
Record Date 04-Mar-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Charlene Barshefsky For For Yes No
Management 1b Elect Director Ursula M. Burns For For Yes No
Management 1c Elect Director Kenneth I. Chenault For For Yes No
Management 1d Elect Director Peter Chernin For For Yes No
Management 1e Elect Director Ralph de la Vega For For Yes No
Management 1f Elect Director Anne L. Lauvergeon For For Yes No
Management 1g Elect Director Michael O. Leavitt For For Yes No
Management 1h Elect Director Theodore J. Leonsis For For Yes No
Management 1i Elect Director Richard C. Levin For For Yes No
Management 1j Elect Director Samuel J. Palmisano For For Yes No
Management 1k Elect Director Daniel L. Vasella For For Yes No
Management 1l Elect Director Robert D. Walter For For Yes No
Management 1m Elect Director Ronald A. Williams For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Approve Omnibus Stock Plan For For Yes No
Share Holder 5 Prepare Employment Diversity Report Against For Yes Yes
Share Holder 6 Report on Board Oversight of Privacy and Against For Yes Yes
Data Security and Requests for Customer
Information
Share Holder 7 Provide Right to Act by Written Consent Against For Yes Yes
Share Holder 8 Report on Lobbying Payments and Policy Against Against Yes No
Share Holder 9 Require Independent Board Chairman Against For Yes Yes
Page 11
PepsiCo, Inc.
-----------------------------------------------------------------------------------------
Ticker PEP
Provider Security ID 713448108
Meeting Date 04-May-16 Meeting Type Annual
Record Date 26-Feb-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Shona L. Brown For For Yes No
Management 1b Elect Director George W. Buckley For For Yes No
Management 1c Elect Director Cesar Conde For For Yes No
Management 1d Elect Director Ian M. Cook For For Yes No
Management 1e Elect Director Dina Dublon For For Yes No
Management 1f Elect Director Rona A. Fairhead For For Yes No
Management 1g Elect Director Richard W. Fisher For For Yes No
Management 1h Elect Director William R. Johnson For For Yes No
Management 1i Elect Director Indra K. Nooyi For For Yes No
Management 1j Elect Director David C. Page For For Yes No
Management 1k Elect Director Robert C. Pohlad For For Yes No
Management 1l Elect Director Lloyd G. Trotter For For Yes No
Management 1m Elect Director Daniel Vasella For For Yes No
Management 1n Elect Director Alberto Weisser For For Yes No
Management 2 Ratify KPMG LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Amend Omnibus Stock Plan For For Yes No
Share Holder 5 Establish a Board Committee on Against Against Yes No
Sustainability
Share Holder 6 Report on Plans to Minimize Pesticides' Against Against Yes No
Impact on Pollinators
Share Holder 7 Adopt Holy Land Principles Against Against Yes No
Share Holder 8 Adopt Quantitative Renewable Energy Goals Against Against Yes No
Philip Morris International Inc.
-----------------------------------------------------------------------------------------
Ticker PM
Provider Security ID 718172109
Meeting Date 04-May-16 Meeting Type Annual
Record Date 11-Mar-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Harold Brown For For Yes No
Management 1.2 Elect Director Andre Calantzopoulos For For Yes No
Management 1.3 Elect Director Louis C. Camilleri For For Yes No
Management 1.4 Elect Director Werner Geissler For For Yes No
Management 1.5 Elect Director Jennifer Li For For Yes No
Management 1.6 Elect Director Jun Makihara For For Yes No
Management 1.7 Elect Director Sergio Marchionne For Against Yes Yes
Management 1.8 Elect Director Kalpana Morparia For For Yes No
Management 1.9 Elect Director Lucio A. Noto For For Yes No
Management 1.10 Elect Director Frederik Paulsen For For Yes No
Management 1.11 Elect Director Robert B. Polet For For Yes No
Management 1.12 Elect Director Stephen M. Wolf For For Yes No
Management 2 Ratify PricewaterhouseCoopers SA as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Share Holder 4 Adopt Human Rights Policy, Including the Against For Yes Yes
Right to Health
Share Holder 5 Participate in OECD Mediation for Human Against For Yes Yes
Rights Violations
Allergan plc
-----------------------------------------------------------------------------------------
Ticker AGN
Provider Security ID G0177J108
Meeting Date 05-May-16 Meeting Type Annual
Record Date 07-Mar-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Nesli Basgoz For For Yes No
Management 1.2 Elect Director Paul M. Bisaro For For Yes No
Management 1.3 Elect Director James H. Bloem For For Yes No
Management 1.4 Elect Director Christopher W. Bodine For For Yes No
Management 1.5 Elect Director Christopher J. Coughlin For For Yes No
Management 1.6 Elect Director Michael R. Gallagher For For Yes No
Management 1.7 Elect Director Catherine M. Klema For For Yes No
Management 1.8 Elect Director Peter J. McDonnell For For Yes No
Management 1.9 Elect Director Patrick J. O'Sullivan For For Yes No
Management 1.10 Elect Director Brenton L. Saunders For For Yes No
Management 1.11 Elect Director Ronald R. Taylor For Withhold Yes Yes
Management 1.12 Elect Director Fred G. Weiss For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For Against Yes Yes
Officers' Compensation
Management 3 Approve PricewaterhouseCoopers LLP as For For Yes No
Auditors and Authorize Board to Fix Their
Remuneration
Management 4A Amend Articles of Association to Make Certain For For Yes No
Administrative Amendments
Management 4B Amend Articles of Association to Make Certain For For Yes No
Administrative Amendments
Management 5A Amend Articles of Association to Provide for For For Yes No
a Plurality Voting Standard in the Event of
a Contested Election
Management 5B Establish Range for Size of Board For For Yes No
Management 6 Approve Reduction in Share Capital For For Yes No
Share Holder 7 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder 8 Require Independent Board Chairman Against For Yes Yes
Page 12
Gilead Sciences, Inc.
-----------------------------------------------------------------------------------------
Ticker GILD
Provider Security ID 375558103
Meeting Date 11-May-16 Meeting Type Annual
Record Date 16-Mar-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director John F. Cogan For For Yes No
Management 1b Elect Director Kevin E. Lofton For For Yes No
Management 1c Elect Director John W. Madigan For For Yes No
Management 1d Elect Director John C. Martin For For Yes No
Management 1e Elect Director John F. Milligan For For Yes No
Management 1f Elect Director Nicholas G. Moore For For Yes No
Management 1g Elect Director Richard J. Whitley For For Yes No
Management 1h Elect Director Gayle E. Wilson For For Yes No
Management 1i Elect Director Per Wold-Olsen For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Amend Executive Incentive Bonus Plan For For Yes No
Management 4 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Share Holder 5 Provide Right to Act by Written Consent Against For Yes Yes
LyondellBasell Industries NV
-----------------------------------------------------------------------------------------
Ticker LYB
Provider Security ID N53745100
Meeting Date 11-May-16 Meeting Type Annual
Record Date 13-Apr-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Jacques Aigrain to Supervisory Board For For Yes No
Management 1b Elect Lincoln Benet to Supervisory Board For For Yes No
Management 1c Elect Nance K. Dicciani to Supervisory Board For For Yes No
Management 1d Elect Bruce A. Smith to Supervisory Board For For Yes No
Management 2a Elect Thomas Aebischer to Management Board For For Yes No
Management 2b Elect Dan Coombs to Management Board For For Yes No
Management 2c Elect James D. Guilfoyle to Management Board For For Yes No
Management 3 Adopt Financial Statements and Statutory For For Yes No
Reports
Management 4 Approve Discharge of Management Board For For Yes No
Management 5 Approve Discharge of Supervisory Board For For Yes No
Management 6 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Management 7 Ratify PricewaterhouseCoopers Accountants For For Yes No
N.V. as Auditors
Management 8 Approve Dividends of USD 3.12 Per Share For For Yes No
Management 9 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 10 Authorize Repurchase of Up to 10 Percent of For For Yes No
Issued Share Capital
American Water Works Company, Inc.
-----------------------------------------------------------------------------------------
Ticker AWK
Provider Security ID 030420103
Meeting Date 13-May-16 Meeting Type Annual
Record Date 21-Mar-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Julie A. Dobson For For Yes No
Management 1b Elect Director Paul J. Evanson For For Yes No
Management 1c Elect Director Martha Clark Goss For For Yes No
Management 1d Elect Director Richard R. Grigg For For Yes No
Management 1e Elect Director Veronica M. Hagen For For Yes No
Management 1f Elect Director Julia L. Johnson For For Yes No
Management 1g Elect Director Karl F. Kurz For For Yes No
Management 1h Elect Director George MacKenzie For For Yes No
Management 1i Elect Director Susan N. Story For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as For For Yes No
Page 13
SBA Communications Corporation
-----------------------------------------------------------------------------------------
Ticker SBAC
Provider Security ID 78388J106
Meeting Date 13-May-16 Meeting Type Annual
Record Date 07-Mar-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Kevin L. Beebe For For Yes No
Management 1b Elect Director Jack Langer For For Yes No
Management 1c Elect Director Jeffrey A. Stoops For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Provide Proxy Access Right For Against Yes Yes
Share Holder 5 Proxy Access Against For Yes Yes
Arthur J. Gallagher & Co.
-----------------------------------------------------------------------------------------
Ticker AJG
Provider Security ID 363576109
Meeting Date 17-May-16 Meeting Type Annual
Record Date 23-Mar-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Sherry S. Barrat For For Yes No
Management 1b Elect Director William L. Bax For For Yes No
Management 1c Elect Director D. John Coldman For For Yes No
Management 1d Elect Director Frank E. English, Jr For For Yes No
Management 1e Elect Director J. Patrick Gallagher, Jr. For For Yes No
Management 1f Elect Director Elbert O. Hand For For Yes No
Management 1g Elect Director David S. Johnson For For Yes No
Management 1h Elect Director Kay W. McCurdy For For Yes No
Management 1i Elect Director Ralph J. Nicoletti For For Yes No
Management 1j Elect Director Norman L. Rosenthal For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
JPMorgan Chase & Co.
-----------------------------------------------------------------------------------------
Ticker JPM
Provider Security ID 46625H100
Meeting Date 17-May-16 Meeting Type Annual
Record Date 18-Mar-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Linda B. Bammann For For Yes No
Management 1b Elect Director James A. Bell For For Yes No
Management 1c Elect Director Crandall C. Bowles For For Yes No
Management 1d Elect Director Stephen B. Burke For For Yes No
Management 1e Elect Director James S. Crown For For Yes No
Management 1f Elect Director James Dimon For For Yes No
Management 1g Elect Director Timothy P. Flynn For For Yes No
Management 1h Elect Director Laban P. Jackson, Jr. For For Yes No
Management 1i Elect Director Michael A. Neal For For Yes No
Management 1j Elect Director Lee R. Raymond For For Yes No
Management 1k Elect Director William C. Weldon For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Share Holder 4 Require Independent Board Chairman Against For Yes Yes
Share Holder 5 Provide Vote Counting to Exclude Abstentions Against Against Yes No
Share Holder 6 Prohibit Accelerated Vesting of Awards to Against For Yes Yes
Pursue Government Service
Share Holder 7 Appoint Committee to Explore the Feasibly to Against For Yes Yes
Divest Non-Core Banking Segments
Share Holder 8 Clawback Amendment Against Against Yes No
Share Holder 9 Adopt Executive Compensation Philosophy with Against Against Yes No
Social Factors
Page 14
Mid-America Apartment Communities, Inc.
-----------------------------------------------------------------------------------------
Ticker MAA
Provider Security ID 59522J103
Meeting Date 17-May-16 Meeting Type Annual
Record Date 11-Mar-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director H. Eric Bolton, Jr. For For Yes No
Management 1b Elect Director Alan B. Graf, Jr. For For Yes No
Management 1c Elect Director James K. Lowder For For Yes No
Management 1d Elect Director Thomas H. Lowder For For Yes No
Management 1e Elect Director Monica McGurk For For Yes No
Management 1f Elect Director Claude B. Nielsen For For Yes No
Management 1g Elect Director Philip W. Norwood For For Yes No
Management 1h Elect Director W. Reid Sanders For For Yes No
Management 1i Elect Director William B. Sansom For For Yes No
Management 1j Elect Director Gary Shorb For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify Ernst & Young LLP as Auditors For For Yes No
The Charles Schwab Corporation
-----------------------------------------------------------------------------------------
Ticker SCHW
Provider Security ID 808513105
Meeting Date 17-May-16 Meeting Type Annual
Record Date 18-Mar-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director John K. Adams, Jr. For For Yes No
Management 1b Elect Director Stephen A. Ellis For For Yes No
Management 1c Elect Director Arun Sarin For For Yes No
Management 1d Elect Director Charles R. Schwab For For Yes No
Management 1e Elect Director Paula A. Sneed For For Yes No
Management 2 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Share Holder 4 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder 5 Prepare Employment Diversity Report Against For Yes Yes
National Oilwell Varco, Inc.
-----------------------------------------------------------------------------------------
Ticker NOV
Provider Security ID 637071101
Meeting Date 18-May-16 Meeting Type Annual
Record Date 01-Apr-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1A Elect Director Clay C. Williams For For Yes No
Management 1B Elect Director Greg L. Armstrong For For Yes No
Management 1C Elect Director Marcela E. Donadio For For Yes No
Management 1D Elect Director Ben A. Guill For For Yes No
Management 1E Elect Director James T. Hackett For For Yes No
Management 1F Elect Director David D. Harrison For For Yes No
Management 1G Elect Director Roger L. Jarvis For For Yes No
Management 1H Elect Director Eric L. Mattson For For Yes No
Management 1I Elect Director William R. Thomas For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Amend Omnibus Stock Plan For For Yes No
Page 15
NVIDIA Corporation
-----------------------------------------------------------------------------------------
Ticker NVDA
Provider Security ID 67066G104
Meeting Date 18-May-16 Meeting Type Annual
Record Date 21-Mar-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Robert K. Burgess For For Yes No
Management 1b Elect Director Tench Coxe For For Yes No
Management 1c Elect Director Persis S. Drell For For Yes No
Management 1d Elect Director James C. Gaither For For Yes No
Management 1e Elect Director Jen-Hsun Huang For For Yes No
Management 1f Elect Director Dawn Hudson For For Yes No
Management 1g Elect Director Harvey C. Jones For For Yes No
Management 1h Elect Director Michael G. McCaffery For For Yes No
Management 1i Elect Director William J. Miller For For Yes No
Management 1j Elect Director Mark L. Perry For For Yes No
Management 1k Elect Director A. Brooke Seawell For For Yes No
Management 1l Elect Director Mark A. Stevens For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Management 4 Amend Omnibus Stock Plan For For Yes No
Management 5 Amend Qualified Employee Stock Purchase Plan For For Yes No
Thermo Fisher Scientific Inc.
-----------------------------------------------------------------------------------------
Ticker TMO
Provider Security ID 883556102
Meeting Date 18-May-16 Meeting Type Annual
Record Date 28-Mar-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Marc N. Casper For For Yes No
Management 1b Elect Director Nelson J. Chai For For Yes No
Management 1c Elect Director C. Martin Harris For For Yes No
Management 1d Elect Director Tyler Jacks For For Yes No
Management 1e Elect Director Judy C. Lewent For For Yes No
Management 1f Elect Director Thomas J. Lynch For For Yes No
Management 1g Elect Director Jim P. Manzi For For Yes No
Management 1h Elect Director William G. Parrett For For Yes No
Management 1i Elect Director Scott M. Sperling For For Yes No
Management 1j Elect Director Elaine S. Ullian For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Altria Group, Inc.
-----------------------------------------------------------------------------------------
Ticker MO
Provider Security ID 02209S103
Meeting Date 19-May-16 Meeting Type Annual
Record Date 28-Mar-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Gerald L. Baliles For For Yes No
Management 1.2 Elect Director Martin J. Barrington For For Yes No
Management 1.3 Elect Director John T. Casteen, III For For Yes No
Management 1.4 Elect Director Dinyar S. Devitre For For Yes No
Management 1.5 Elect Director Thomas F. Farrell, II For For Yes No
Management 1.6 Elect Director Thomas W. Jones For For Yes No
Management 1.7 Elect Director Debra J. Kelly-Ennis For For Yes No
Management 1.8 Elect Director W. Leo Kiely, III For For Yes No
Management 1.9 Elect Director Kathryn B. McQuade For For Yes No
Management 1.10 Elect Director George Munoz For For Yes No
Management 1.11 Elect Director Nabil Y. Sakkab For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Share Holder 4 Report on Health Impacts of Additives and Against Against Yes No
Chemicals in Products
Share Holder 5 Participate in OECD Mediation for Human Against For Yes Yes
Rights Violations
Page 16
Chubb Limited
-----------------------------------------------------------------------------------------
Ticker CB
Provider Security ID H1467J104
Meeting Date 19-May-16 Meeting Type Annual
Record Date 28-Mar-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1 Accept Financial Statements and Statutory For For Yes No
Reports
Management 2.1 Allocate Disposable Profit For For Yes No
Management 2.2 Approve Dividend Distribution From Legal For For Yes No
Reserves Through Capital Contributions
Reserve Subaccount
Management 3 Approve Discharge of Board and Senior For For Yes No
Management
Management 4.1 Ratify PricewaterhouseCoopers AG (Zurich) as For For Yes No
Auditors
Management 4.2 Ratify PricewaterhouseCoopers LLP (United For For Yes No
States) as Independent Registered Accounting
Firm as Auditors
Management 4.3 Ratify BDO AG (Zurich) as Special Auditors For For Yes No
Management 5.1 Elect Director Evan G. Greenberg For For Yes No
Management 5.2 Elect Director Robert M. Hernandez For For Yes No
Management 5.3 Elect Director Michael G. Atieh For For Yes No
Management 5.4 Elect Director Sheila P. Burke For For Yes No
Management 5.5 Elect Director James I. Cash For For Yes No
Management 5.6 Elect Director Mary A. Cirillo For For Yes No
Management 5.7 Elect Director Michael P. Connors For For Yes No
Management 5.8 Elect Director John Edwardson For For Yes No
Management 5.9 Elect Director Lawrence W. Kellner For For Yes No
Management 5.10 Elect Director Leo F. Mullin For For Yes No
Management 5.11 Elect Director Kimberly Ross For For Yes No
Management 5.12 Elect Director Robert Scully For For Yes No
Management 5.13 Elect Director Eugene B. Shanks, Jr. For For Yes No
Management 5.14 Elect Director Theodore E. Shasta For For Yes No
Management 5.15 Elect Director David Sidwell For For Yes No
Management 5.16 Elect Director Olivier Steimer For For Yes No
Management 5.17 Elect Director James M. Zimmerman For For Yes No
Management 6 Elect Evan G. Greenberg as Board Chairman For Against Yes Yes
Management 7.1 Appoint Michael P. Connors as Member of the For For Yes No
Compensation Committee
Management 7.2 Appoint Mary A. Cirillo as Member of the For For Yes No
Compensation Committee
Management 7.3 Appoint Robert M. Hernandez as Member of For For Yes No
the Compensation Committee
Management 7.4 Appoint Robert Scully as Member of the For For Yes No
Compensation Committee
Management 7.5 Appoint James M. Zimmerman as Member of For For Yes No
the Compensation Committee
Management 8 Designate Homburger AG as Independent Proxy For For Yes No
Management 9 Issue Shares Without Preemptive Rights For For Yes No
Management 10 Approve Omnibus Stock Plan For For Yes No
Management 11.1 Approve the Increase in Maximum Aggregate For For Yes No
Remuneration of Directors
Management 11.2 Approve Remuneration of Executive Committee For Against Yes Yes
in the Amount of CHF 44 Million for
Fiscal 2017
Management 12 Advisory Vote to Ratify Named Executive For Against Yes Yes
Officers' Compensation
Management 13 Transact Other Business (Voting) For Against Yes Yes
Comcast Corporation
-----------------------------------------------------------------------------------------
Ticker CMCSA
Provider Security ID 20030N101
Meeting Date 19-May-16 Meeting Type Annual
Record Date 10-Mar-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Kenneth J. Bacon For For Yes No
Management 1.2 Elect Director Madeline S. Bell For For Yes No
Management 1.3 Elect Director Sheldon M. Bonovitz For For Yes No
Management 1.4 Elect Director Edward D. Breen For Withhold Yes Yes
Management 1.5 Elect Director Joseph J. Collins For Withhold Yes Yes
Management 1.6 Elect Director Gerald L. Hassell For Withhold Yes Yes
Management 1.7 Elect Director Jeffrey A. Honickman For For Yes No
Management 1.8 Elect Director Eduardo G. Mestre For For Yes No
Management 1.9 Elect Director Brian L. Roberts For For Yes No
Management 1.10 Elect Director Johnathan A. Rodgers For For Yes No
Management 1.11 Elect Director Judith Rodin For Withhold Yes Yes
Management 2 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management 3 Amend Restricted Stock Plan For For Yes No
Management 4 Amend Stock Option Plan For For Yes No
Management 5 Amend Qualified Employee Stock Purchase Plan For For Yes No
Management 6 Amend Nonqualified Employee Stock Purchase For For Yes No
Plan
Share Holder 7 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder 8 Pro-rata Vesting of Equity Awards Against For Yes Yes
Share Holder 9 Require Independent Board Chairman Against For Yes Yes
Share Holder 10 Approve Recapitalization Plan for all Stock Against For Yes Yes
to Have One-vote per Share
Page 17
CVS Health Corporation
-----------------------------------------------------------------------------------------
Ticker CVS
Provider Security ID 126650100
Meeting Date 19-May-16 Meeting Type Annual
Record Date 24-Mar-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Richard M. Bracken For For Yes No
Management 1b Elect Director C. David Brown, II For For Yes No
Management 1c Elect Director Alecia A. DeCoudreaux For For Yes No
Management 1d Elect Director Nancy-Ann M. DeParle For For Yes No
Management 1e Elect Director David W. Dorman For For Yes No
Management 1f Elect Director Anne M. Finucane For For Yes No
Management 1g Elect Director Larry J. Merlo For For Yes No
Management 1h Elect Director Jean-Pierre Millon For For Yes No
Management 1i Elect Director Richard J. Swift For For Yes No
Management 1j Elect Director William C. Weldon For For Yes No
Management 1k Elect Director Tony L. White For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Share Holder 4 Report on Consistency Between Corporate Against Against Yes No
Values and Political Contributions
Share Holder 5 Report on Pay Disparity Against Against Yes No
Intel Corporation
-----------------------------------------------------------------------------------------
Ticker INTC
Provider Security ID 458140100
Meeting Date 19-May-16 Meeting Type Annual
Record Date 21-Mar-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Charlene Barshefsky For For Yes No
Management 1b Elect Director Aneel Bhusri For For Yes No
Management 1c Elect Director Andy D. Bryant For For Yes No
Management 1d Elect Director John J. Donahoe For For Yes No
Management 1e Elect Director Reed E. Hundt For For Yes No
Management 1f Elect Director Brian M. Krzanich For For Yes No
Management 1g Elect Director James D. Plummer For For Yes No
Management 1h Elect Director David S. Pottruck For For Yes No
Management 1i Elect Director Frank D. Yeary For For Yes No
Management 1j Elect Director David B. Yoffie For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Share Holder 4 Adopt Holy Land Principles Against Against Yes No
Share Holder 5 Provide Right to Act by Written Consent Against For Yes Yes
Share Holder 6 Provide Vote Counting to Exclude Abstentions Against Against Yes No
L Brands, Inc.
-----------------------------------------------------------------------------------------
Ticker LB
Provider Security ID 501797104
Meeting Date 19-May-16 Meeting Type Annual
Record Date 24-Mar-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Dennis S. Hersch For For Yes No
Management 1.2 Elect Director David T. Kollat For For Yes No
Management 1.3 Elect Director Leslie H. Wexner For For Yes No
Management 2 Ratify Ernst & Young LLP as Auditors For For Yes No
Management 3 Eliminate Supermajority Vote Requirement For For Yes No
Management 4 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Share Holder 5 Proxy Access Against For Yes Yes
Page 18
Merck & Co., Inc.
-----------------------------------------------------------------------------------------
Ticker MRK
Provider Security ID 58933Y105
Meeting Date 24-May-16 Meeting Type Annual
Record Date 31-Mar-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Leslie A. Brun For For Yes No
Management 1b Elect Director Thomas R. Cech For For Yes No
Management 1c Elect Director Pamela J. Craig For For Yes No
Management 1d Elect Director Kenneth C. Frazier For For Yes No
Management 1e Elect Director Thomas H. Glocer For For Yes No
Management 1f Elect Director C. Robert Kidder For For Yes No
Management 1g Elect Director Rochelle B. Lazarus For For Yes No
Management 1h Elect Director Carlos E. Represas For For Yes No
Management 1i Elect Director Paul B. Rothman For For Yes No
Management 1j Elect Director Patricia F. Russo For For Yes No
Management 1k Elect Director Craig B. Thompson For For Yes No
Management 1l Elect Director Wendell P. Weeks For For Yes No
Management 1m Elect Director Peter C. Wendell For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Share Holder 4 Provide Right to Act by Written Consent Against For Yes Yes
Share Holder 5 Require Independent Board Chairman Against For Yes Yes
Share Holder 6 Report on Policies for Safe Disposal of Against Against Yes No
Prescription Drugs by Users
BlackRock, Inc.
-----------------------------------------------------------------------------------------
Ticker BLK
Provider Security ID 09247X101
Meeting Date 25-May-16 Meeting Type Annual
Record Date 30-Mar-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Abdlatif Yousef Al-Hamad For Against Yes Yes
Management 1b Elect Director Mathis Cabiallavetta For For Yes No
Management 1c Elect Director Pamela Daley For For Yes No
Management 1d Elect Director William S. Demchak For For Yes No
Management 1e Elect Director Jessica P. Einhorn For For Yes No
Management 1f Elect Director Laurence D. Fink For For Yes No
Management 1g Elect Director Fabrizio Freda For For Yes No
Management 1h Elect Director Murry S. Gerber For For Yes No
Management 1i Elect Director James Grosfeld For For Yes No
Management 1j Elect Director Robert S. Kapito For For Yes No
Management 1k Elect Director David H. Komansky For For Yes No
Management 1l Elect Director Deryck Maughan For For Yes No
Management 1m Elect Director Cheryl D. Mills For For Yes No
Management 1n Elect Director Gordon M. Nixon For For Yes No
Management 1o Elect Director Thomas H. O'Brien For For Yes No
Management 1p Elect Director Ivan G. Seidenberg For For Yes No
Management 1q Elect Director Marco Antonio Slim Domit For For Yes No
Management 1r Elect Director John S. Varley For For Yes No
Management 1s Elect Director Susan L. Wagner For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management 4 Provide Proxy Access Right For For Yes No
Share Holder 5 Report on Proxy Voting and Executive Against For Yes Yes
Compensation
Page 19
Chevron Corporation
-----------------------------------------------------------------------------------------
Ticker CVX
Provider Security ID 166764100
Meeting Date 25-May-16 Meeting Type Annual
Record Date 30-Mar-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Alexander B. Cummings, Jr. - Yes No
Resigned
Management 1b Elect Director Linnet F. Deily For For Yes No
Management 1c Elect Director Robert E. Denham For For Yes No
Management 1d Elect Director Alice P. Gast For For Yes No
Management 1e Elect Director Enrique Hernandez, Jr. For For Yes No
Management 1f Elect Director Jon M. Huntsman, Jr. For For Yes No
Management 1g Elect Director Charles W. Moorman, IV For For Yes No
Management 1h Elect Director John G. Stumpf For For Yes No
Management 1i Elect Director Ronald D. Sugar For For Yes No
Management 1j Elect Director Inge G. Thulin For For Yes No
Management 1k Elect Director John S. Watson For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Management 3 Advisory Vote to Ratify Named Executive For Against Yes Yes
Officers' Compensation
Management 4 Approve Non-Employee Director Omnibus For For Yes No
Stock Plan
Share Holder 5 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder 6 Adopt Quantitative GHG Goals for Products Against Against Yes No
and Operations
Share Holder 7 Annually Assess Portfolio Impacts of Policies Against For Yes Yes
to Meet 2 Degree Scenario
Share Holder 8 Annually Report Reserve Replacements in BTUs Against Against Yes No
Share Holder 9 Increase Return of Capital to Shareholders Against Against Yes No
in Light of Climate Change Risks
Share Holder 10 Report on the Result of Efforts to Minimize Against For Yes Yes
Hydraulic Fracturing Impacts
Share Holder 11 Require Director Nominee with Environmental Against For Yes Yes
Experience
Share Holder 12 Amend Bylaws -- Call Special Meetings Against For Yes Yes
Exxon Mobil Corporation
-----------------------------------------------------------------------------------------
Ticker XOM
Provider Security ID 30231G102
Meeting Date 25-May-16 Meeting Type Annual
Record Date 06-Apr-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Michael J. Boskin For For Yes No
Management 1.2 Elect Director Peter Brabeck-Letmathe For For Yes No
Management 1.3 Elect Director Angela F. Braly For For Yes No
Management 1.4 Elect Director Ursula M. Burns For For Yes No
Management 1.5 Elect Director Larry R. Faulkner For For Yes No
Management 1.6 Elect Director Jay S. Fishman For For Yes No
Management 1.7 Elect Director Henrietta H. Fore For For Yes No
Management 1.8 Elect Director Kenneth C. Frazier For For Yes No
Management 1.9 Elect Director Douglas R. Oberhelman For For Yes No
Management 1.10 Elect Director Samuel J. Palmisano For For Yes No
Management 1.11 Elect Director Steven S. Reinemund For For Yes No
Management 1.12 Elect Director Rex W. Tillerson For For Yes No
Management 1.13 Elect Director William C. Weldon For For Yes No
Management 1.14 Elect Director Darren W. Woods For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Share Holder 4 Require Independent Board Chairman Against For Yes Yes
Share Holder 5 Require Director Nominee with Environmental Against For Yes Yes
Experience
Share Holder 6 Seek Sale of Company/Assets Against Against Yes No
Share Holder 7 Proxy Access Against For Yes Yes
Share Holder 8 Disclose Percentage of Females at Each Against Against Yes No
Percentile of Compensation
Share Holder 9 Report on Lobbying Payments and Policy Against For Yes Yes
Share Holder 10 Increase Return of Capital to Shareholders Against Against Yes No
in Light of Climate Change Risks
Share Holder 11 Adopt Policy Acknowledging the Imperative Against For Yes Yes
for 2 Degree Limit
Share Holder 12 Annually Assess Portfolio Impacts of Against For Yes Yes
Policies to Meet 2 Degree Scenario
Share Holder 13 Annually Report Reserve Replacements in BTUs Against Against Yes No
Share Holder 14 Report on the Result of Efforts to Minimize Against For Yes Yes
Hydraulic Fracturing Impacts
Page 20
Marathon Oil Corporation
-----------------------------------------------------------------------------------------
Ticker MRO
Provider Security ID 565849106
Meeting Date 25-May-16 Meeting Type Annual
Record Date 28-Mar-16
-----------------------------------------------------------------------------------------
VOTE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Gaurdie E. Banister, Jr. For For Yes No
Management 1b Elect Director Gregory H. Boyce For For Yes No
Management 1c Elect Director Chadwick C. Deaton For For Yes No
Management 1d Elect Director Marcela E. Donadio For For Yes No
Management 1e Elect Director Philip Lader For For Yes No
Management 1f Elect Director Michael E. J. Phelps For For Yes No
Management 1g Elect Director Dennis H. Reilley For For Yes No
Management 1h Elect Director Lee M. Tillman For For Yes No
Management 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 4 Approve Omnibus Stock Plan For For Yes No
PPL Corporation
-----------------------------------------------------------------------------------------
Ticker PPL
Provider Security ID 69351T106
Meeting Date 25-May-16 Meeting Type Annual
Record Date 29-Feb-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Rodney C. Adkins For For Yes No
Management 1.2 Elect Director John W. Conway For For Yes No
Management 1.3 Elect Director Steven G. Elliott For For Yes No
Management 1.4 Elect Director Raja Rajamannar For For Yes No
Management 1.5 Elect Director Craig A. Rogerson For For Yes No
Management 1.6 Elect Director William H. Spence For For Yes No
Management 1.7 Elect Director Natica von Althann For For Yes No
Management 1.8 Elect Director Keith H. Williamson For For Yes No
Management 1.9 Elect Director Armando Zagalo de Lima For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Approve Executive Incentive Bonus Plan For For Yes No
Management 4 Increase Authorized Common Stock For For Yes No
Management 5 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Share Holder 6 Require Independent Board Chairman Against For Yes Yes
Share Holder 7 Assess Plans to Increase Distributed Low- Against For Yes Yes
Carbon Electricity Generation
Cinemark Holdings, Inc.
-----------------------------------------------------------------------------------------
Ticker CNK
Provider Security ID 17243V102
Meeting Date 26-May-16 Meeting Type Annual
Record Date 04-Apr-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Benjamin D. Chereskin For For Yes No
Management 1.2 Elect Director Lee Roy Mitchell For For Yes No
Management 1.3 Elect Director Raymond W. Syufy For For Yes No
Management 2 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management 3 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Lamar Advertising Company
-----------------------------------------------------------------------------------------
Ticker LAMR
Provider Security ID 512816109
Meeting Date 26-May-16 Meeting Type Annual
Record Date 28-Mar-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director John Maxwell Hamilton For For Yes No
Management 1.2 Elect Director John E. Koerner, III For For Yes No
Management 1.3 Elect Director Stephen P. Mumblow For For Yes No
Management 1.4 Elect Director Thomas V. Reifenheiser For For Yes No
Management 1.5 Elect Director Anna Reilly For For Yes No
Management 1.6 Elect Director Kevin P. Reilly, Jr. For For Yes No
Management 1.7 Elect Director Wendell Reilly For For Yes No
Management 2 Ratify KPMG LLP as Auditors For For Yes No
Page 21
Raytheon Company
-----------------------------------------------------------------------------------------
Ticker RTN
Provider Security ID 755111507
Meeting Date 26-May-16 Meeting Type Annual
Record Date 05-Apr-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Tracy A. Atkinson For For Yes No
Management 1b Elect Director Robert E. Beauchamp For For Yes No
Management 1c Elect Director James E. Cartwright For For Yes No
Management 1d Elect Director Vernon E. Clark For For Yes No
Management 1e Elect Director Stephen J. Hadley For For Yes No
Management 1f Elect Director Thomas A. Kennedy For For Yes No
Management 1g Elect Director Letitia A. Long For For Yes No
Management 1h Elect Director George R. Oliver For For Yes No
Management 1i Elect Director Michael C. Ruettgers For For Yes No
Management 1j Elect Director William R. Spivey For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify PricewaterhouseCoopers LLP as For For Yes No
Auditors
Management 4 Adopt the Jurisdiction of Incorporation as For Against Yes Yes
the Exclusive Forum for Certain Disputes
Share Holder 5 Adopt a Payout Policy Giving Preference to Against Against Yes No
Share Buybacks Over Dividends
Share Holder 6 Proxy Access Against For Yes Yes
UnitedHealth Group Incorporated
-----------------------------------------------------------------------------------------
Ticker UNH
Provider Security ID 91324P102
Meeting Date 06-Jun-16 Meeting Type Annual
Record Date 08-Apr-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director William C. Ballard, Jr. For For Yes No
Management 1b Elect Director Edson Bueno For For Yes No
Management 1c Elect Director Richard T. Burke For For Yes No
Management 1d Elect Director Robert J. Darretta For For Yes No
Management 1e Elect Director Stephen J. Hemsley For For Yes No
Management 1f Elect Director Michele J. Hooper For For Yes No
Management 1g Elect Director Rodger A. Lawson For For Yes No
Management 1h Elect Director Glenn M. Renwick For For Yes No
Management 1i Elect Director Kenneth I. Shine For For Yes No
Management 1j Elect Director Gail R. Wilensky For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 3 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Check Point Software Technologies Ltd.
-----------------------------------------------------------------------------------------
Ticker CHKP
Provider Security ID M22465104
Meeting Date 07-Jun-16 Meeting Type Annual
Record Date 28-Apr-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Reelect Gil Shwed as Director Until the End For For Yes No
ofthe Next Annual General Meeting
Management 1.2 Reelect Marius Nacht as Director Until the For For Yes No
End of the Next Annual General Meeting
Management 1.3 Reelect Jerry Ungerman as Director Until the For For Yes No
End of the Next Annual General Meeting
Management 1.4 Reelect Dan Propper as Director Until the For For Yes No
End ofthe Next Annual General Meeting
Management 1.5 Reelect David Rubner as Director Until the For For Yes No
End of the Next Annual General Meeting
Management 1.6 Reelect Tal Shavit as Director Until the For For Yes No
End of the Next Annual General Meeting
Management 2 Reappoint Kost, Forer, Gabbay & Kasierer as For For Yes No
Auditors and Authorize Board to Fix Their
Remuneration
Management 3 Approve Employment Terms of Gil Shwed, CEO For For Yes No
Management 4 Approve Executive Compensation Policy For For Yes No
Management A Vote FOR if you are a controlling None Against Yes No
shareholder or have a personal interest in
one or several resolutions, as indicated in
the proxy card; otherwise, vote AGAINST. You
may not abstain. If you vote FOR, please
provide an explanation to your account
manager
Page 22
General Motors Company
-----------------------------------------------------------------------------------------
Ticker GM
Provider Security ID 37045V100
Meeting Date 07-Jun-16 Meeting Type Annual
Record Date 08-Apr-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1a Elect Director Joseph J. Ashton For For Yes No
Management 1b Elect Director Mary T. Barra For For Yes No
Management 1c Elect Director Linda R. Gooden For For Yes No
Management 1d Elect Director Joseph Jimenez For For Yes No
Management 1e Elect Director Kathryn V. Marinello For For Yes No
Management 1f Elect Director Jane L. Mendillo For For Yes No
Management 1g Elect Director Michael G. Mullen For For Yes No
Management 1h Elect Director James J. Mulva For For Yes No
Management 1i Elect Director Patricia F. Russo For For Yes No
Management 1j Elect Director Thomas M. Schoewe For For Yes No
Management 1k Elect Director Theodore M. Solso For For Yes No
Management 1l Elect Director Carol M. Stephenson For For Yes No
Management 2 Advisory Vote to Ratify Named Executive For Against Yes Yes
Officers' Compensation
Management 3 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Share Holder 4 Adopt Holy Land Principles Against Against Yes No
MetLife, Inc.
-----------------------------------------------------------------------------------------
Ticker MET
Provider Security ID 59156R108
Meeting Date 14-Jun-16 Meeting Type Annual
Record Date 19-Apr-16
-----------------------------------------------------------------------------------------
V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Cheryl W. Grise For For Yes No
Management 1.2 Elect Director Carlos M. Gutierrez For For Yes No
Management 1.3 Elect Director R. Glenn Hubbard For For Yes No
Management 1.4 Elect Director Steven A. Kandarian For For Yes No
Management 1.5 Elect Director Alfred F. Kelly, Jr. For For Yes No
Management 1.6 Elect Director Edward J. Kelly, III For For Yes No
Management 1.7 Elect Director William E. Kennard For For Yes No
Management 1.8 Elect Director James M. Kilts For For Yes No
Management 1.9 Elect Director Catherine R. Kinney For For Yes No
Management 1.10 Elect Director Denise M. Morrison For For Yes No
Management 1.11 Elect Director Kenton J. Sicchitano For For Yes No
Management 1.12 Elect Director Lulu C. Wang For For Yes No
Management 2 Adopt the Jurisdiction of Incorporation as For Against Yes Yes
the Exclusive Forum for Certain Disputes
Management 3 Ratify Deloitte & Touche LLP as Auditors For For Yes No
Management 4 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Share Holder 5 Require Independent Board Chairman Against For Yes Yes
Share Holder 6 Provide Right to Act by Written Consent Against For Yes Yes
Celgene Corporation
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Ticker CELG
Provider Security ID 151020104
Meeting Date 15-Jun-16 Meeting Type Annual
Record Date 18-Apr-16
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V0TE
PROPOSAL MANAGEMENT VOTE AGAINST
PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT
Management 1.1 Elect Director Robert J. Hugin For For Yes No
Management 1.2 Elect Director Mark J. Alles For For Yes No
Management 1.3 Elect Director Richard W. Barker For For Yes No
Management 1.4 Elect Director Michael W. Bonney For For Yes No
Management 1.5 Elect Director Michael D. Casey For For Yes No
Management 1.6 Elect Director Carrie S. Cox For For Yes No
Management 1.7 Elect Director Jacqualyn A. Fouse For For Yes No
Management 1.8 Elect Director Michael A. Friedman For For Yes No
Management 1.9 Elect Director Julia A. Haller For For Yes No
Management 1.10 Elect Director Gilla S. Kaplan For For Yes No
Management 1.11 Elect Director James J. Loughlin For For Yes No
Management 1.12 Elect Director Ernest Mario For For Yes No
Management 2 Ratify KPMG LLP as Auditors For For Yes No
Management 3 Amend Omnibus Stock Plan For Against Yes Yes
Management 4 Advisory Vote to Ratify Named Executive For For Yes No
Officers' Compensation
Management 5 Adopt the Jurisdiction of Incorporation as For Against Yes Yes
the Exclusive Forum for Certain Disputes
Share Holder 6 Call Special Meetings Against For Yes Yes
Share Holder 7 Proxy Access Against For Yes Yes
Page 23
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) FIRST TRUST ENHANCED EQUITY INCOME FUND
---------------------------------------
By (Signature and Title)* /s/ James M. Dykas
-----------------------------------
James M. Dykas, President and
Chief Executive Officer
Date July 18, 2016
-------------------------
* Print the name and title of each signing officer under his or her signature.