1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
08/08/1988(3)
|
09/03/2009 |
Common Stock
|
10,000
|
$
15.92
|
D
|
Â
|
Employee Stock Option (right to buy)
|
08/08/1988(3)
|
09/11/2012 |
Common Stock
|
5,000
|
$
16.28
|
D
|
Â
|
Employee Stock Option (right to buy)
|
08/08/1988(4)
|
05/09/2012 |
Common Stock
|
10,650
|
$
18.76
|
D
|
Â
|
Employee Stock Option (right to buy)
|
08/08/1988(5)
|
03/06/2014 |
Common Stock
|
7,924
|
$
20.23
|
D
|
Â
|
Employee Stock Option (right to buy)
|
08/08/1988(6)
|
03/05/2015 |
Common Stock
|
12,076
|
$
16.81
|
D
|
Â
|
Phantom Stock Units
|
08/08/1988(7)
|
08/08/1988(7)
|
Common Stock
|
3,180.046
|
$
0
(8)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Represents 3,221.783 restricted stock units and 761.999 shares of Common Stock. |
(2) |
Held by the Horace Mann Supplemental Retirement & Savings Trust (401(K)). |
(3) |
The option vested effective June 30, 2004. |
(4) |
The option vests in four equal annual installments beginning March 9, 2006. |
(5) |
The option vests in four equal annual installments beginning March 6, 2008. |
(6) |
The option vests in four equal annual installments beginning March 5, 2009. |
(7) |
The phantom stock units are estimated based on the market price of Horace Mann Educators Corporation Common Stock and are acquired under the Horace Mann Educators Corporation Deferred Compesnation Plan for employees which are to be settled 100% in cash on the earlier of the reporting person's retirement date, termination date or a date certain. |
(8) |
One-for-one. |