UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Unit | Â (1) | Â (1) | Common Stock | 2,720 | $ (2) | D | Â |
Restricted Stock Unit | Â (3) | Â (3) | Common Stock | 3,072 | $ (4) | D | Â |
Restricted Stock Unti | Â (5) | Â (5) | Common Stock | 5,299 | $ (2) | D | Â |
Restricted Stock Unit | Â (6) | Â (6) | Common Stock | 2,919 | $ (4) | D | Â |
Restricted Stock Unit | Â (3) | Â (3) | Common Stock | 8,058 | $ (2) | D | Â |
Restricted Stock Unit | Â (7) | Â (7) | Common Stock | 3,084 | $ (4) | D | Â |
Restricted Stock Unit | Â (8) | Â (8) | Common Stock | 2,923 | $ (4) | D | Â |
Restricted Stock Unit | Â (6) | Â (6) | Common Stock | 8,867 | $ (2) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Mays Sandra 1821 30TH STREET UNIT A BOULDER, CO 80301 |
 |  |  CIO |  |
/s/ Shira Cooks, as attorney-in-fact | 08/30/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The restricted stock units vest in full on September 30, 2018. |
(2) | Each Part A restricted stock unit converts into one share of Zayo Group Holdings, Inc. common stock. |
(3) | The restricted stock units vest in full on December 31, 2018 |
(4) | Each Part B restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. (the "Company") common stock. The reported number of restricted stock units assumes target level stock price performance. Upon vesting, the number of shares of common stock received by the reporting person will be determined based on the Company's historical stock price performance. |
(5) | The restricted stock units vest 50% on September 30, 2018 and 50% on December 31, 2018. |
(6) | The restricted stock units vest in full on March 31, 2019. |
(7) | The restricted stock units vest in full on June 30, 2019. |
(8) | The restricted stock units vest in full on September 30, 2019. |