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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
McManus Victoria C/O GREENBRIER COMPANIES, ONE CENTERPOINTE DRIVE, SUITE 200 LAKE OSWEGO, OR 97035-8612 |
X |
/s/ Victoria McManus By Robert W. Shank Attorney-in-fact | 04/22/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Ms. McManus transferred warrants to purchase these shares to Standard Investment Holdings, LLC., an entity wholly owned by Ms. McManus, in November 2011. The warrants were subsequently exercised for shares of common stock on April 18, 2012 and November 29, 2012. The Form 4 filed on behalf of Ms. McManus on April 18, 2012 should have reflected that Ms. McManus owned 5,032 shares of common stock directly, 13,973 shares indirectly through Standard Investment Holdings, LLC, and 82,033 warrants to purchase shares of common stock indirectly through Standard Investment Holdings, LLC. The Form 4 filed on behalf of Ms. McManus on November 29, 2012 should have reflected that Ms. McManus owned 5,032 shares of common stock directly and 65,639 shares indirectly through Standard Investment Holdings, LLC. The Form 4 filed on January 9, 2013 should have reflected that Ms. McManus owned 9,540 shares of common stock directly and 65,639 shares indirectly through Standard Investment Holdings, LLC. |