UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22294
Western Asset Investment Grade Defined Opportunity Trust Inc.
(Exact name of registrant as specified in charter)
620 EIGHTH AVENUE, 49TH FLOOR, NEW YORK, NEW YORK 10018
(Address of principal executive offices) (Zip code)
Robert I. Frenkel, Esq.
100 First Stamford Place
Stamford, Connecticut 06902
(Name and address of agent for service)
Registrants telephone number, including area code: 1-888-777-0102
Date of fiscal year end: November 30
Date of reporting period: July 1, 2016June 30, 2017
Item 1. Proxy Voting Record
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-22294 Reporting Period: 07/01/2016 - 06/30/2017 Western Asset Investment Grade Defined Opprtunity Trust Inc. ========== Western Asset Investment Grade Defined Opportunity Trust =========== ========== Inc. =========== CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 25, 2017 Meeting Type: Annual Record Date: FEB 27, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT For Abstain Management 1B. ELECTION OF DIRECTOR: ELLEN M. COSTELLO For Abstain Management 1C. ELECTION OF DIRECTOR: DUNCAN P. HENNES For Abstain Management 1D. ELECTION OF DIRECTOR: PETER B. HENRY For Abstain Management 1E. ELECTION OF DIRECTOR: FRANZ B. HUMER For Abstain Management 1F. ELECTION OF DIRECTOR: RENEE J. JAMES For Abstain Management 1G. ELECTION OF DIRECTOR: EUGENE M. MCQUADE For Abstain Management 1H. ELECTION OF DIRECTOR: MICHAEL E. For Abstain Management O'NEILL 1I. ELECTION OF DIRECTOR: GARY M. REINER For Abstain Management 1J. ELECTION OF DIRECTOR: ANTHONY M. For Abstain Management SANTOMERO 1K. ELECTION OF DIRECTOR: DIANA L. TAYLOR For Abstain Management 1L. ELECTION OF DIRECTOR: WILLIAM S. For Abstain Management THOMPSON, JR. 1M. ELECTION OF DIRECTOR: JAMES S. TURLEY For Abstain Management 1N. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT For Abstain Management 1O. ELECTION OF DIRECTOR: ERNESTO ZEDILLO For Abstain Management PONCE DE LEON 2 PROPOSAL TO RATIFY THE SELECTION OF For Abstain Management KPMG LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 3 ADVISORY VOTE TO APPROVE CITI'S 2016 For Abstain Management EXECUTIVE COMPENSATION. 4 ADVISORY VOTE TO APPROVE THE FREQUENCY 1 year Abstain Management OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 5 STOCKHOLDER PROPOSAL REQUESTING A Against Abstain Shareholder REPORT ON THE COMPANY'S POLICIES AND GOALS TO REDUCE THE GENDER PAY GAP. 6 STOCKHOLDER PROPOSAL REQUESTING THAT Against Abstain Shareholder THE BOARD APPOINT A STOCKHOLDER VALUE COMMITTEE TO ADDRESS WHETHER THE DIVESTITURE OF ALL NON-CORE BANKING BUSINESS SEGMENTS WOULD ENHANCE SHAREHOLDER VALUE. 7 STOCKHOLDER PROPOSAL REQUESTING A Against Abstain Shareholder REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS. 8 STOCKHOLDER PROPOSAL REQUESTING AN Against Abstain Shareholder AMENDMENT TO THE GENERAL CLAWBACK POLICY TO PROVIDE THAT A SUBSTANTIAL PORTION OF ANNUAL TOTAL COMPENSATION OF EXECUTIVE OFFICERS SHALL BE DEFERRED AND FORFEITED, IN PART OR WHOLE, AT THE DISCRETION OF THE BOARD, TO HELP 9 STOCKHOLDER PROPOSAL REQUESTING THAT Against Abstain Shareholder THE BOARD ADOPT A POLICY PROHIBITING THE VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO A VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE. ========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Western Asset Investment Grade Defined Opportunity Trust Inc. |
By: | /s/ Jane Trust Jane Trust Chairman, President and Chief Executive Officer |
Date: | August 11, 2017 |