UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
June 13, 2012
IRIDEX CORPORATION
(Exact name of registrant as specified in its charter)
| Delaware | 0-27598 | 77-0210467 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
1212 Terra Bella Avenue
Mountain View, California 94043
(Address of principal executive offices, including zip code)
(650) 940-4700
(Registrant’s telephone number, including area code)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 5.07. | Submission of Matters to a Vote of Security Holders. |
At the Annual Meeting of Stockholders of IRIDEX Corporation (“IRIDEX” or the “Company”) held on June 13, 2012 (the “Annual Meeting”), the stockholders of IRIDEX re-elected the following individuals to the Board of Directors. Each Director will serve for the ensuing year or until their respective successors are duly elected and qualified.
| Nominee |
Votes For | Votes Against | Broker Non Votes* |
|||||||||
| Dominik Beck, Ph.D. |
5,406,031 | 129,136 | 1,812,221 | |||||||||
| Sanford Fitch |
5,060,716 | 474,451 | 1,812,221 | |||||||||
| Garrett A. Garrettson, Ph.D. |
5,060,683 | 474,484 | 1,812,221 | |||||||||
| James B. Hawkins |
5,405,931 | 129,236 | 1,812,221 | |||||||||
| William M. Moore |
5,179,031 | 356,136 | 1,812,221 | |||||||||
| Ruediger Naumann-Etienne, Ph.D. |
5,287,683 | 247,484 | 1,812,221 | |||||||||
| * | Broker non-votes do not affect the outcome of the election. |
In addition, the following proposals were voted on and approved at the Annual Meeting.
| Votes For | Votes Against | Abstentions | Broker Non Votes | |||||||||||||
| Proposal to ratify the appointment of Burr Pilger Mayer, Inc. as the independent registered public accountants of the Company for the fiscal year ending December 29, 2012 |
7,033,254 | 33,781 | 53,090 | 227,263 | ||||||||||||
| Proposal to approve an amendment to the amended and restated 2008 Equity Incentive Plan to add 400,000 shares to the shares reserved for issuance thereunder |
4,734,048 | 797,569 | 3,550 | 1,812,221 | ||||||||||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| IRIDEX CORPORATION | ||||||
| By: | /s/ DOMINIK BECK | |||||
| Dominik Beck, Ph.D. President and Chief Executive Officer | ||||||
Date: June 15, 2012