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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $ 12.61 | 01/15/2005(2) | 01/15/2014 | Common Stock | 5,769 | 1,154 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 2.875 | 01/26/2002 | 01/26/2011 | Common Stock | 25,000 | 25,000 | D | ||||||||
Non-Qualified Stock Options(right to buy) | $ 9.2 | 06/19/2003(2) | 06/19/2012 | Common Stock | 10,000 | 4,000 | D | ||||||||
Non-Qualified Stock Options (right to buy) | $ 10 | 06/19/2004(2) | 06/19/2013 | Common Stock | 10,000 | 2,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 14.94 | 01/15/2006(3) | 01/15/2015 | Common Stock | 5,155 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DAL POZZO JAMES 2200 WEST VALLEY BLVD. ALHAMBRA, CA 91803 |
X |
Dianne Scott, Attorney-in-fact for James A. Dal Pozzo | 05/06/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein. |
(2) | The options vest 20% per year beginning on the first anniversary of the date of grant. |
(3) | The options vest 33 1/3% per year beginning on the first anniversary of the date of grant. |
(4) | On May 2, 2005, BJ Chicago LLC distributed all of its shares of BJ's Restaurants Common Stock pro rata to its members in connection with the planned dissolution of BJ Chicago. The members now hold directly the same number of shares of BJ's Restaurants Common Stock that they previously held indirectly through BJ Chicago. |