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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) (2) | $ 1.0833 | 01/02/2007 | M | 2,175 | 06/03/2007(2) | 06/03/2007(2) | Common Stock | 2,175 | (3) | 0 (4) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Andresen Charles H 1000 ALWORTH BUILDING, P.O. 745 DULUTH, MN 55801 |
X |
/s/ W. Morgan Burns on behalf of Charles H. Andresen | 03/17/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Subsequent to the date hereof, there have been additional filings and the amount shown reflects the number of shares beneficially owned as the time of the original Form 4 filing on 03/15/2007. The correct amount of securities beneficially owned as of 3/17/08 is 26,289. |
(2) | The transaction was reported on a Form 4 filed on 03/15/2007 that referenced the exercise of options granted on 04/24/2003 when it should have reported the exercise of options granted on 06/03/2002. This amended Form 4 is filed for the purpose of properly reporting the grant of the stock options on Table II. |
(3) | Not applicable. |
(4) | This option was previously reported as covering 1,450 shares at an exercise price of $3.125 per share, but was adjusted to reflect the 3-for-2 stock split on May 13, 2004. |