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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Incentive Stock Option | $ 31.75 | 04/13/2007 | M(1) | 1,800 | 09/22/1998 | 09/22/2007 | Common Stock | 1,800 | $ 0 | 193,400 (3) (4) | D | ||||
Non-Qualifed Stock Option | $ 23.5 | 04/13/2007 | M(1) | 1,800 | 09/28/2000 | 09/28/2009 | Common Stock | 1,800 | $ 0 | 191,600 (3) (4) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
RIDGE GARRY O 1240 INDIA ST. #516 SAN DIEGO, CA 92101 |
X | President & CEO |
Garry O. Ridge | 04/17/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Transaction pursuant to trading plan adopted pursuant to Rule 10b5-1 under Securities Exchange Act of 1934. |
(2) | Total includes 971 shares held in WD-40 Company Profit Sharing Plan (Company Stock Fund) account; estimated number of shares based upon equivalent value of units held. |
(3) | Incentive Stock Option (ISO) 600 shares (2222 shares exercisable 01/01/00, 3149 shares exercisable 01/01/01, 3149 shares exercisable 01/01/02, 3149 shares exercisable 01/01/03, 3149 shares exercisable 01/01/04, and 1182 shares exercisable 01/01/05) at $31.75 exp. 09/22/07; Non Qualified Stock Option (NQSO) 6260 shares exercisable 09/28/00 at $23.50 exp. 09/28/09; NQSO 40000 shares exercisable 09/26/01 at $20.813 exp. 09/26/10; NQSO 20000 shares exercisable 09/25/02 at $20.75 exp. 09/25/11; NQSO 30000 shares (10200 shares exercisable 09/24/03; 9900 shares exercisable 09/24/04, 9900 shares exercisable 09/24/05) at $27.56 exp. 09/24/12; NQSO 30000 shares (10200 shares exercisable 09/23/04; 9900 shares exercisable 09/23/05, 9900 shares exercisable 09/23/06) at $29.30 exp. 09/23/13; NQSO 12000 shares (4080 exercisable 10/19/05, 3960 exercisable 10/19/06, 3960 exercisable 10/19/07) at $27.67 exp. 10/19/14; |
(4) | In addition to the securities beneficially owned listed in footnote 2, NQSO 24000 shares (8160 exercisable 10/18/06, 7920 exercisable 10/18/07, 7920 exercisable 10/18/08) at $27.27 exp. 10/18/15; NQSO 35000 shares (11900 exercisable 10/17/07, 11550 exercisable 10/17/08, 11550 exercisable, 10/17/09) at $35.99 exp. 18/17/16. |