UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-23C-1 STATEMENT BY REGISTERED CLOSED-END INVESTMENT COMPANY WITH RESPECT TO PURCHASES OF ITS OWN SECURITIES PURSUANT TO RULE N-23C-1 DURING THE LAST CALENDAR MONTH (See rules and instructions on back of this form. If acknowledgment is desired, file this form with the Commission in triplicate.) REPORT FOR CALENDAR MONTH ENDING OCTOBER 2001 EIS FUND (Name of registered closed-end investment company) Approximate Asset Value or Approximate Name of Date of Number of Price Asset Coverage Per Seller or Each Identification Shares Per Share at Time of Seller's Transaction of Security Purchased Share of Purchase Broker 10/4/01 Common 200 17.260 18.73 Execution Services, Inc. 10/5/01 Common 800 17.260 18.73 Execution Services, Inc. 10/11/01 Common 100 17.160 18.68 Execution Services, Inc. 10/12/01 Common 700 17.160 18.68 Execution Services, Inc. 10/18/01 Common 200 17.160 18.50 Execution Services, Inc. 10/22/01 Common 100 17.060 18.50 Execution Services, Inc. 10/25/01 Common 900 17.060 18.53 Execution Services, Inc. 10/25/01 Common 1,000 16.960 18.53 Execution Services, Inc. 10/26/01 Common 1,000 16.860 18.53 Execution Services, Inc. 10/29/01 Common 1,000 16.760 18.53 Execution Services, Inc. REMARKS: EIS Fund (Name of Registrant) By: /s/ Robert R. Johnson (Name) Date of Statement: December 3, 2001 Assistant Secretary-Assistant Treasurer (Title)