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OMB APPROVAL |
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UNITED STATES |
OMB Number: 3235-0145 |
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SECURITIES AND EXCHANGE COMMISSION |
Expires: February 28, 2009 |
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Washington, D.C. 20549 |
Estimated average burden hours per response 10.4 |
SCHEDULE 13G/A
Under
the Securities Exchange Act of 1934
(Amendment No. 4)*
Prestige Brands Holdings, Inc.
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
74112D 10 1
(CUSIP Number)
December 31, 2009
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o |
Rule 13d-1(b) |
o |
Rule 13d-1(c) |
x |
Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 74112D 10 1 |
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Names of Reporting Person: GTCR Fund VIII, L.P. |
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Check the Appropriate Box if a Member of a Group |
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(b) |
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SEC Use Only |
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Citizenship or Place of
Organization |
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Number of |
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Sole Voting Power: |
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Shared Voting Power: |
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Sole Dispositive Power: |
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Shared Dispositive Power: |
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9 |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
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10 |
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o |
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11 |
Percent of Class
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Type of Reporting Person*: |
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CUSIP No. 74112D 10 1 |
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Names of Reporting Person: |
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Check the Appropriate Box if a Member of a Group |
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(a) |
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(b) |
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SEC Use Only |
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Citizenship or Place of
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Number of |
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Sole Voting Power: |
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Shared Voting Power: |
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Sole Dispositive Power: |
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Shared Dispositive Power: |
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Aggregate Amount
Beneficially Owned by Each Reporting Person |
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o |
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Percent of Class
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Type of Reporting Person*: |
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CUSIP No. 74112D 10 1 |
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Names of Reporting Person: |
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Check the Appropriate Box if a Member of a Group |
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(a) |
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(b) |
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SEC Use Only |
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Citizenship or Place of
Organization |
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Number of |
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Sole Voting Power: |
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Shared Voting Power: |
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Sole Dispositive Power: |
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Shared Dispositive Power: |
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Aggregate Amount
Beneficially Owned by Each Reporting Person |
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o |
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11 |
Percent of Class
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Type of Reporting Person*: |
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CUSIP No. 74112D 10 1 |
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Names of Reporting Person: |
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Check the Appropriate Box if a Member of a Group |
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(a) |
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(b) |
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SEC Use Only |
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Citizenship or Place of
Organization |
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Number of |
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Sole Voting Power: |
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Shared Voting Power: |
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Sole Dispositive Power: |
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Shared Dispositive Power: |
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Aggregate Amount
Beneficially Owned by Each Reporting Person |
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o |
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11 |
Percent of Class
Represented by Amount in Row (9) |
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Type of Reporting Person*: |
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CUSIP No. 74112D 10 1 |
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Names of Reporting Person: |
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Check the Appropriate Box if a Member of a Group |
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(a) |
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(b) |
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SEC Use Only |
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Citizenship or Place of
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Number of |
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Sole Voting Power: |
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Shared Voting Power: |
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Sole Dispositive Power: |
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Shared Dispositive Power: |
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Aggregate Amount
Beneficially Owned by Each Reporting Person |
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o |
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11 |
Percent of Class
Represented by Amount in Row (9) |
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Type of Reporting Person*: |
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CUSIP No. 74112D 10 1 |
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Names of Reporting Person: |
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Check the Appropriate Box if a Member of a Group |
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(a) |
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(b) |
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SEC Use Only |
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Citizenship or Place of
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Number of |
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Sole Voting Power: |
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Shared Voting Power: |
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Sole Dispositive Power: |
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Shared Dispositive Power: |
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Aggregate Amount
Beneficially Owned by Each Reporting Person |
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o |
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11 |
Percent of Class
Represented by Amount in Row (9) |
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Type of Reporting Person*: |
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CUSIP No. 74112D 10 1 |
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Names of Reporting Person: |
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Check the Appropriate Box if a Member of a Group |
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(a) |
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(b) |
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SEC Use Only |
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Citizenship or Place of
Organization |
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Number of |
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Sole Voting Power: |
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Shared Voting Power: |
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Sole Dispositive Power: |
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Shared Dispositive Power: |
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Aggregate Amount
Beneficially Owned by Each Reporting Person |
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Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o |
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11 |
Percent of Class
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Type of Reporting Person*: |
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CUSIP No. 74112D 10 1 |
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Names of Reporting Person: |
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Check the Appropriate Box if a Member of a Group |
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(a) |
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(b) |
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3 |
SEC Use Only |
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Citizenship or Place of
Organization |
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Number of |
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Sole Voting Power: |
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Shared Voting Power: |
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Sole Dispositive Power: |
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Shared Dispositive Power: |
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9 |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
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10 |
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o |
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11 |
Percent of Class
Represented by Amount in Row (9) |
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Type of Reporting Person*: |
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CUSIP No. 74112D 10 1 |
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1 |
Names of Reporting Person: |
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Check the Appropriate Box if a Member of a Group |
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(a) |
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(b) |
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3 |
SEC Use Only |
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4 |
Citizenship or Place of
Organization |
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Number of |
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Sole Voting Power: |
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Shared Voting Power: |
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Sole Dispositive Power: |
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Shared Dispositive Power: |
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9 |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
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10 |
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o |
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11 |
Percent of Class
Represented by Amount in Row (9) |
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Type of Reporting Person*: |
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CUSIP No. 74112D 10 1 |
Item 1(a) |
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Name of Issuer: |
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Item 1(b) |
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Address of Issuers
Principal Executive Offices: |
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Item 2(a) |
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Name of Person Filing: |
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This Schedule 13G is being jointly filed by each of the following persons pursuant to Rule 13d-1(k) promulgated by the Securities and Exchange Commission pursuant to Section 13 of the Act: GTCR Fund VIII, L.P. (Fund VIII), GTCR Fund VIII/B, L.P. (Fund VIII/B), GTCR Co-Invest II, L.P. (Co-Invest II), GTCR Capital Partners, L.P. (Capital Partners), GTCR Partners VIII, L.P. (Partners VIII), GTCR Golder Rauner II, L.L.C. (GTCR II), GTCR Mezzanine Partners, L.P. (Mezzanine Partners), GTCR Partners VI, L.P. (Partners VI) and GTCR Golder Rauner, L.L.C. (GTCR), or collectively, the Reporting Persons.
The Reporting Persons have entered into a Joint Filing Agreement, dated as of the date hereof, a copy of which is filed with this Schedule 13G as Exhibit A, pursuant to which the Reporting Persons have agreed to file this statement jointly in accordance with the provisions of Rule 13d-1(k)(1) under the Act. |
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Item 2(b) |
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Address of Principal Business Office or, if none, Residence: |
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The address of the principal business office of each of the Reporting Persons is 6100 Sears Tower, Chicago, Illinois 60606. |
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Item 2(c) |
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Citizenship: |
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Each of the Reporting Persons that are entities is organized under the laws of the State of Delaware. |
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Item 2(d) |
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Title of Class of Securities: |
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Common Stock, par value $0.01 per share (the Common Stock). |
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Item 2(e) |
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CUSIP No.: |
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Item 3 |
If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: |
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(a) |
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
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(b) |
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
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(c) |
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). |
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(d) |
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). |
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(e) |
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
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(f) |
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
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(g) |
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A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); |
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(h) |
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
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(i) |
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
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(j) |
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Group, in accordance with § 240.13d-1(b)(1)(ii)(J); |
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(k) |
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Group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:____________________________. |
CUSIP No. 74112D 10 1 |
Item 4 |
Ownership: |
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(a)-(b) |
Amount beneficially owned and Percent of class.
As of the filing date of this Schedule 13G, the Reporting Persons beneficially own no shares of the Common Stock.
Pursuant to Rule 13d-5(b)(1) under the Act, Partners VIII, GTCR II, Mezzanine Partners, Partners VI and GTCR may be deemed as a group to have beneficial ownership of the aggregate number of shares of Common Stock held by the Reporting Persons. Each such person disclaims beneficial ownership of any such shares in which it does not have a pecuniary interest. |
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(c) |
Number of shares as to which the person has:
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(i) |
Sole power to vote or to direct the vote: See Item 5 of each cover page. |
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(ii) |
Shared power to vote or to direct the vote: See Item of 6 of each cover page. |
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(iii) |
Sole power to vote or to direct the disposition: See Item 7 of each cover page. |
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(iv) |
Shared power to vote or to direct the disposition: See Item 8 of each cover page. |
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Item 5 |
Ownership of Five Percent or Less of a Class: |
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities check the following: x |
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Item 6 |
Ownership of More than Five Percent on Behalf of Another Person: |
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See response to Items 4(a) and (b). |
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Item 7 |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person: |
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Not applicable. |
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Item 8 |
Identification and Classification of Members of the Group: |
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The Reporting Persons may be deemed to be a group for purposes of Section 13(d)(3) of the Act. The Reporting Persons expressly disclaim that they have agreed to act as a group other than as described in this statement. |
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Item 9 |
Notice of Dissolution of Group: |
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Not applicable. |
CUSIP No. 74112D 10 1 |
Item 10 |
Certification: |
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Not applicable. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 11, 2010
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GTCR FUND VIII, L.P. |
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By: GTCR Partners VIII, L.P. |
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Its: General Partner |
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By: GTCR Golder Rauner II, L.L.C. |
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Its: General Partner |
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By: |
/s/ David A. Donnini |
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Name: |
David A. Donnini |
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Its: |
Principal |
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GTCR FUND VIII/B, L.P. |
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By: GTCR Partners VIII, L.P. |
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Its: General Partner |
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By: GTCR Golder Rauner II, L.L.C. |
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Its: General Partner |
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By: |
/s/ David A. Donnini |
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Name: |
David A. Donnini |
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Its: |
Principal |
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GTCR CO-INVEST II, L.P. |
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By: GTCR Golder Rauner II, L.L.C. |
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Its: General Partner |
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By: |
/s/ David A. Donnini |
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Name: |
David A. Donnini |
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Its: |
Principal |
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CUSIP No. 74112D 10 1 |
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GTCR CAPITAL PARTNERS, L.P. |
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By: GTCR Mezzanine Partners, L.P. |
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Its: General Partner |
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By: GTCR Partners VI, L.P. |
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Its: General Partner |
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By: GTCR Golder Rauner, L.L.C. |
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Its: General Partner |
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By: |
/s/ David A. Donnini |
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Name: |
David A. Donnini |
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Its: |
Principal |
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GTCR PARTNERS VIII, L.P. |
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By: GTCR Golder Rauner II, L.L.C. |
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Its: General Partner |
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By: |
/s/ David A. Donnini |
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Name: |
David A. Donnini |
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Its: |
Principal |
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GTCR GOLDER RAUNER II, L.L.C. |
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By: |
/s/ David A. Donnini |
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Name: |
David A. Donnini |
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Its: |
Principal |
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GTCR MEZZANINE PARTNERS, L.P. |
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By: GTCR Partners VI, L.P. |
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Its: General Partner |
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By: GTCR Golder Rauner, L.L.C. |
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Its: General Partner |
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By: |
/s/ David A. Donnini |
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Name: |
David A. Donnini |
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Its: |
Principal |
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CUSIP No. 74112D 10 1 |
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GTCR PARTNERS VI, L.P. |
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By: GTCR Golder Rauner, L.L.C. |
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Its: General Partner |
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By: |
/s/ David A. Donnini |
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Name: |
David A. Donnini |
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Its: |
Principal |
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GTCR GOLDER RAUNER, L.L.C. |
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By: |
/s/ David A. Donnini |
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Name: |
David A. Donnini |
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Its: |
Principal |
Exhibit A
AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13G
The undersigned hereby agree as follows:
(i) Each of them is individually eligible to use the Schedule 13G to which this Exhibit is attached, and such Schedule 13G is filed on behalf of each of them; and
(ii) Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate.
Date: February 11, 2010
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GTCR FUND VIII, L.P. |
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By: GTCR Partners VIII, L.P. |
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Its: General Partner |
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By: GTCR Golder Rauner II, L.L.C. |
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Its: General Partner |
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By: |
/s/ David A. Donnini |
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Name: |
David A. Donnini |
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Its: |
Principal |
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GTCR FUND VIII/B, L.P. |
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By: GTCR Partners VIII, L.P. |
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Its: General Partner |
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By: GTCR Golder Rauner II, L.L.C. |
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Its: General Partner |
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By: |
/s/ David A. Donnini |
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Name: |
David A. Donnini |
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Its: |
Principal |
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GTCR CO-INVEST II, L.P. |
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By: GTCR Golder Rauner II, L.L.C. |
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Its: General Partner |
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By: |
/s/ David A. Donnini |
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Name: |
David A. Donnini |
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Its: |
Principal |
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GTCR CAPITAL PARTNERS, L.P. |
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By: GTCR Mezzanine Partners, L.P. |
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Its: General Partner |
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By: GTCR Partners VI, L.P. |
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Its: General Partner |
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By: GTCR Golder Rauner, L.L.C. |
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Its: General Partner |
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By: |
/s/ David A. Donnini |
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Name: |
David A. Donnini |
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Its: |
Principal |
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GTCR PARTNERS VIII, L.P. |
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By: GTCR Golder Rauner II, L.L.C. |
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Its: General Partner |
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By: |
/s/ David A. Donnini |
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Name: |
David A. Donnini |
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Its: |
Principal |
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GTCR GOLDER RAUNER II, L.L.C. |
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By: |
/s/ David A. Donnini |
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Name: |
David A. Donnini |
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Its: |
Principal |
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GTCR MEZZANINE PARTNERS, L.P. |
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By: GTCR Partners VI, L.P. |
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Its: General Partner |
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By: GTCR Golder Rauner, L.L.C. |
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Its: General Partner |
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By: |
/s/ David A. Donnini |
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Name: |
David A. Donnini |
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Its: |
Principal |
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GTCR PARTNERS VI, L.P. |
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By: GTCR Golder Rauner, L.L.C. |
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Its: General Partner |
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By: |
/s/ David A. Donnini |
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Name: |
David A. Donnini |
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Its: |
Principal |
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GTCR GOLDER RAUNER, L.L.C. |
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By: |
/s/ David A. Donnini |
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Name: |
David A. Donnini |
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Its: |
Principal |