1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
(1)
|
Â
(2)
|
02/25/2008 |
Common Stock
|
2,170
|
$
30.15
|
D
|
Â
|
Stock Option (Right to Buy)
(1)
|
Â
(3)
|
02/20/2010 |
Common Stock
|
5,779
|
$
28.5
|
D
|
Â
|
Stock Option (Right to Buy)
(1)
|
Â
(4)
|
02/21/2011 |
Common Stock
|
18,552
|
$
37.59
|
D
|
Â
|
Stock Option (Right to Buy)
(1)
|
Â
(5)
|
02/17/2012 |
Common Stock
|
1,577
|
$
32.87
|
D
|
Â
|
Stock Option (Right to Buy)
(1)
|
Â
(6)
|
02/16/2013 |
Common Stock
|
11,688
|
$
24.01
|
D
|
Â
|
Stock Option (Right to Buy)
(1)
|
Â
(7)
|
02/18/2012 |
Common Stock
|
9,554
|
$
32.87
|
D
|
Â
|
Stock Option (Right to Buy)
(1)
|
Â
(8)
|
04/28/2014 |
Common Stock
|
6,308
|
$
34.61
|
D
|
Â
|
Stock Option (Right to Buy)
(9)
|
Â
(10)
|
12/15/2014 |
Common Stock
|
11,200
|
$
32.6
|
D
|
Â
|
Stock Option (Right to Buy)
(9)
|
Â
(11)
|
02/20/2015 |
Common Stock
|
2,250
|
$
33.19
|
D
|
Â
|
Stock Option (Right to Buy)
(9)
|
Â
(12)
|
08/21/2015 |
Common Stock
|
2,250
|
$
31.7
|
D
|
Â
|
Stock Option (Right to Buy)
(9)
|
Â
(13)
|
02/07/2016 |
Common Stock
|
2,550
|
$
27.58
|
D
|
Â
|
Stock Option (Right to Buy)
(9)
|
Â
(14)
|
08/06/2016 |
Common Stock
|
2,550
|
$
29.43
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Employee stock options granted under Neenah Paper's 2004 Omnibus Stock and Incentive Compensation Plan to replace stock options previously issued to the reporting person under the Kimberly-Clark Corporation 1992 or 2001 Equity Participation Plans. |
(2) |
The replacement options are exercisable on the same vesting schedule as the Kimberly-Clark options they replaced. After the end of one year from 2/26/1998, the date of the original grant under the Kimberly-Clark equity participation plan, they may be exercised as to 30% or less of the total shares subject to options. After the end of the second year, an additional 30% may be exercised. After the end of the third year, all options may be exercised. |
(3) |
The replacement options are exercisable on the same vesting schedule as the Kimberly-Clark options they replaced. After the end of one year from 2/21/2000, the date of the original grant under the Kimberly-Clark equity participation plan, they may be exercised as to 30%or less of the total shares subject to options. After the end of the second year, an additional 30% may be exercised. After the end of the third year, all options may be exercised. |
(4) |
The replacement options are exercisable on the same vesting schedule as the Kimberly-Clark options they replaced. After the end of one year from 2/22/2001, the date of the original grant under the Kimberly-Clark equity participation plan, they may be exercised as to 30% or less of the total shares subject to options. After the end of the second year, an additional 30% may be exercised. After the end of the third year, all options may be exercised. |
(5) |
The replacement options are exercisable on the same vesting schedule as the Kimberly-Clark options they replaced. After the end of one year from 2/18/2002, the date of the original grant under the Kimberly-Clark equity participation plan, they may be exercised as to 30% or less of the total shares subject to options. After the end of the second year, an additional 30% may be exercised. After the end of the third year, all options may be exercised. |
(6) |
These replacement options are exercisable on the same vesting schedule as the Kimberly-Clark options they replaced. All the options became fully vested on February 17, 2006. |
(7) |
The replacement options are exercisable on the same vesting schedule as the Kimberly-Clark options they replaced. All the options became fully vested on February 18, 2005. |
(8) |
The replacement options are exercisable on the same vesting schedule as the Kimberly-Clark options they replaced. After the end of one year from 4/28/2004 the date of the original grant under the Kimberly-Clark equity participation plan, they may be exercised as to 30% or less of the total shares subject to options. After the end of the second year, an additional 30% may be exercised. After the end of the third year, all options may be exercised. |
(9) |
The options were granted pursuant to the Neenah Paper, Inc. 2004 Omnibus Stock and Incentive Compensation Plan. |
(10) |
After the end of one year from 12/15/2004 the date of the grant, these options may be exercised as to 30% or less of the total shares subject to options. After the end of the second year, an additional 30% may be exercised. After the end of the third year, all options may be exercised. |
(11) |
The options vest in increments of one-third on each of 2/21/2006, 2/21/2007 and 2/21/2008. |
(12) |
The options vest in increments of one-third on each of 8/22/2006, 8/22/2007, 8/22/2008. |
(13) |
The options vest in increments of one-third on each of 2/07/2007, 2/07/2008 and 2/7/2009. |
(14) |
The options vest in increments of one-third on each of 8/07/2007, 8/07/2008, 8/07/2009. |